CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.5B
AUM Growth
-$329M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
109
New
Increased
Reduced
Closed

Top Buys

1
+$27.1M
2
+$5.84M
3
+$4.9M
4
CAMB
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
+$4.64M
5
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$3.66M

Top Sells

1
+$34.2M
2
+$19.3M
3
+$14.1M
4
HIG.WS
Hartford Financial Services Grp
HIG.WS
+$8.47M
5
HPAC
HYDE PK ACQUISITION CORP II COM STK (DE)
HPAC
+$7.7M

Sector Composition

1 Financials 1.04%
2 Materials 0.33%
3 Industrials 0.13%
4 Technology 0.02%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$131K 0.01%
62,510
27
$21K ﹤0.01%
41,549
28
– –
0
29
– –
-993,100
30
– –
0
31
– –
0
32
– –
0
33
– –
0
34
– –
-60,352
35
– –
-240,197
36
– –
-1,123,600
37
– –
-400,000
38
– –
0
39
– –
-261,750
40
– –
-735,000
41
– –
-8,127
1
2