CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.5B
AUM Growth
-$329M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
109
New
Increased
Reduced
Closed

Top Buys

1
+$11.8M
2
+$4.98M
3
+$4.61M
4
VDTH
Videocon d2h Limited
VDTH
+$1.95M
5
BLBD icon
Blue Bird Corp
BLBD
+$1.92M

Top Sells

1
+$34.6M
2
+$19.3M
3
+$8.47M
4
HPAC
HYDE PK ACQUISITION CORP II COM STK (DE)
HPAC
+$7.7M
5
SEMG.WS
SEMGROUP CORP WT EXP 11/30/2014
SEMG.WS
+$3.29M

Sector Composition

1 Financials 1.04%
2 Materials 0.33%
3 Industrials 0.13%
4 Technology 0.02%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
– –
-993,100
27
– –
0
28
– –
0
29
– –
0
30
– –
0
31
– –
-60,352
32
– –
-240,197
33
– –
-1,123,600
34
– –
0
35
– –
-261,750
36
– –
-735,000
37
– –
-8,127
1
2