CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.83B
AUM Growth
-$264M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
123
New
Increased
Reduced
Closed

Top Buys

1
+$34.2M
2
+$18.3M
3
+$4.88M
4
CMA.WS
Comerica Incorporated Ws
CMA.WS
+$4.81M
5
HCAC.U
Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h
HCAC.U
+$4.02M

Top Sells

1
+$86.9M
2
+$22.2M
3
+$16.7M
4
ZAIS
ZAIS Group Holdings, Inc.
ZAIS
+$5.09M
5
ZIONZ
Zions Bancorporation N.A. Warrants
ZIONZ
+$1.93M

Sector Composition

1 Consumer Discretionary 1.87%
2 Financials 1.05%
3 Technology 0.05%
4 Energy 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$389K 0.02%
21,544
+10,848
27
$271K 0.01%
8,127
-2,052
28
$160K 0.01%
+63,945
29
$153K 0.01%
62,510
-8,817
30
$13K ﹤0.01%
41,549
-335,521
31
– –
-25,000
32
– –
0
33
– –
-33,326
34
– –
0
35
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0
36
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0
37
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0
38
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0
39
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0
40
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0
41
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42
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43
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44
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0
45
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0
46
– –
-2,126,718
47
– –
-64,500
48
– –
-500,000
49
– –
-408,968
50
– –
0
1
2
3