We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.61%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.23B
AUM Growth
+$29.8M
Cap. Flow
-$1.75B
Cap. Flow %
-78.15%
Top 10 Hldgs %
52.06%
Holding
101
New
13
Increased
7
Reduced
6
Closed
9

Top Buys

Rank Stock Value
1
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$37.5M
2
GM.WS.B
General Motors Company
GM.WS.B
+$10.2M
3
MWRX
MEDWORTH RX CORP COM STK (DE)
MWRX
+$5.01M
4
SEMG.WS
SEMGROUP CORP WT EXP 11/30/2014
SEMG.WS
+$4.42M
5
LIND icon
Lindblad Expeditions
LIND
+$2.61M

Top Sells

Rank Stock Value
1
GM icon
General Motors
GM
+$4.72M
2
PNC.WS
PNC Financial Services Group Inc
PNC.WS
+$3.35M
3
INXB
INFINITY CROSS BORDER ACQUISITION CORP SHS (VGB)
INXB
+$1.56M
4
GLNG icon
Golar LNG
GLNG
+$366K
5
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$198K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.12%
2 Energy 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLNG icon
26
Golar LNG
GLNG
$4.95B
$1.25M 0.06%
33,326
-10,000
-23% -$366K
TSLA icon
27
PUT
Tesla
TSLA
$1.24T
$1.14M 0.05%
+88,500
New +$876K
ZIONZ
28
DELISTED
Zions Bancorporation N.A. Warrants
ZIONZ
$1.07M 0.05%
39,076
+23,274
+147% +$91K
GM.WS.C
29
DELISTED
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
$1.02M 0.05%
+28,500
New +$113K
TWO.WS
30
DELISTED
TWO HBRS INVT CORP WTS EXP 11/07/2013 (MD)
TWO.WS
$810K 0.04%
+83,397
New +$49.6K
MTB.WS
31
DELISTED
M&T Bank Corporation
MTB.WS
$582K 0.03%
+5,200
New +$219K
AFFX
32
PUT
DELISTED
Affymetrix Inc
AFFX
$310K 0.01%
50,000
– –
JTPY
33
DELISTED
JetPay Corporation
JTPY
$247K 0.01%
71,327
– –
BFH icon
34
PUT
Bread Financial
BFH
$4.21B
– –
-37,590
Closed -$5.43M
GM icon
35
General Motors
GM
$74.7B
– –
-131,692
Closed -$4.72M
QQQ icon
36
PUT
Invesco QQQ Trust
QQQ
$455B
– –
-87,100
Closed -$6.21M
SPY icon
37
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
– –
-267,400
Closed -$42.9M
VRTX icon
38
PUT
Vertex Pharmaceuticals
VRTX
$121B
– –
-60,000
Closed -$4.8M
INXB
39
DELISTED
INFINITY CROSS BORDER ACQUISITION CORP SHS (VGB)
INXB
– –
-199,498
Closed -$1.56M
PNC.WS
40
DELISTED
PNC Financial Services Group Inc
PNC.WS
– –
-45,900
Closed -$3.35M
1
2

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q3 2013 Portfolio in Review

As of Q3 2013, Castle Creek Arbitrage held 101 positions worth $2.23B, up 1.4% from $2.2B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Castle Creek Arbitrage withdrew a net $1.75B in Q3 2013, closing 9 positions and reducing 6 holdings. Its most notable exit was General Motors, an estimated $4.72M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.12% of assets, down from 0.2% a quarter earlier, followed by Energy.

Against the trend, Castle Creek Arbitrage opened a new position in MEDWORTH RX CORP COM STK (DE) worth $5.05M.

  • Castle Creek Arbitrage's largest Q3 2013 buy was MEDWORTH RX CORP COM STK (DE): 625,000 shares worth $5.05M.
  • Castle Creek Arbitrage added most to GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q3 2013, an estimated $37.5M increase.
  • Castle Creek Arbitrage's biggest Q3 2013 reduction was Golar LNG, cutting an estimated $366K.
  • Castle Creek Arbitrage fully exited General Motors in Q3 2013, selling an estimated $4.72M.
  • Castle Creek Arbitrage's ten largest holdings make up 52% of its $2.23B portfolio in Q3 2013.
  • Castle Creek Arbitrage opened 13 new positions and closed 9 in Q3 2013.
  • Castle Creek Arbitrage's portfolio value rose 1.4% quarter-over-quarter to $2.23B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2013, filed 12 Nov 2013.