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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEMB icon
201
iShares JPMorgan EM Corporate Bond ETF
CEMB
$405M
$542K 0.05%
10,660
+8,791
+470% +$440K
HFRO
202
Highland Opportunities and Income Fund
HFRO
$406M
$540K 0.05%
39,077
+1,580
+4% +$21.3K
VRP icon
203
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$538K 0.05%
21,581
+5,245
+32% +$130K
IBB icon
204
iShares Biotechnology ETF
IBB
$9.53B
$536K 0.05%
4,914
-1,762
-26% -$187K
IYW icon
205
iShares US Technology ETF
IYW
$24.8B
$536K 0.05%
10,852
+200
+2% +$9.78K
AMT icon
206
American Tower
AMT
$79.8B
$531K 0.05%
2,598
-60
-2% -$12.1K
STI
207
DELISTED
SunTrust Banks, Inc.
STI
$527K 0.05%
8,391
+193
+2% +$12.1K
FBT icon
208
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.74B
$518K 0.05%
3,681
+2,648
+256% +$365K
IYC icon
209
iShares US Consumer Discretionary ETF
IYC
$1.21B
$513K 0.04%
9,440
+4,116
+77% +$219K
IWM icon
210
iShares Russell 2000 ETF
IWM
$82.1B
$508K 0.04%
3,268
-374
-10% -$57.7K
ITW icon
211
Illinois Tool Works
ITW
$84.8B
$502K 0.04%
3,332
+282
+9% +$42.6K
XLK icon
212
State Street Technology Select Sector SPDR ETF
XLK
$122B
$502K 0.04%
12,868
– –
F icon
213
Ford
F
$55B
$494K 0.04%
48,364
-2,216
-4% -$21.8K
DEO icon
214
Diageo
DEO
$51.6B
$493K 0.04%
2,866
+470
+20% +$79K
IAU icon
215
iShares Gold Trust
IAU
$66B
$488K 0.04%
18,100
+9,165
+103% +$230K
GNR icon
216
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.86B
$487K 0.04%
10,627
+7,765
+271% +$351K
VCIT icon
217
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$487K 0.04%
5,424
+5,073
+1,445% +$444K
AHRT
218
AH Realty Trust
AHRT
$515M
$486K 0.04%
29,385
– –
GIS icon
219
General Mills
GIS
$19.3B
$486K 0.04%
9,269
+1,529
+20% +$79K
GPC icon
220
Genuine Parts
GPC
$18.3B
$480K 0.04%
4,639
– –
PFM icon
221
Invesco Dividend Achievers ETF
PFM
$805M
$469K 0.04%
16,382
-177
-1% -$4.98K
RTN
222
DELISTED
Raytheon Company
RTN
$469K 0.04%
2,701
+1
+0% +$180
MUB icon
223
iShares National Muni Bond ETF
MUB
$45.3B
$468K 0.04%
4,144
+938
+29% +$105K
TJX icon
224
TJX Companies
TJX
$179B
$460K 0.04%
8,716
+564
+7% +$30K
LMT icon
225
Lockheed Martin
LMT
$135B
$455K 0.04%
1,252
+386
+45% +$129K
7 8
9
10 11

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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.