We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AJG icon
176
Arthur J. Gallagher & Co
AJG
$63.6B
$722K 0.06%
8,065
+167
+2% +$15K
EPD icon
177
Enterprise Products Partners
EPD
$81.7B
$706K 0.06%
24,729
+832
+3% +$24.2K
HON icon
178
Honeywell
HON
$78B
$704K 0.06%
4,417
+174
+4% +$27.7K
BDX icon
179
Becton Dickinson
BDX
$48.2B
$699K 0.06%
2,835
-102
-3% -$25.2K
BX icon
180
Blackstone
BX
$110B
$696K 0.06%
14,269
+362
+3% +$17.7K
SCHB icon
181
Schwab US Broad Market ETF
SCHB
$44.9B
$693K 0.06%
58,548
+48
+0.1% +$567
FV icon
182
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$642K 0.06%
21,698
– –
EMR icon
183
Emerson Electric
EMR
$88.3B
$633K 0.06%
9,481
+585
+7% +$36.8K
IGV icon
184
iShares Expanded Tech-Software Sector ETF
IGV
$14.5B
$625K 0.05%
14,765
+130
+0.9% +$5.69K
HFRO
185
Highland Opportunities and Income Fund
HFRO
$407M
$624K 0.05%
46,797
+7,720
+20% +$103K
EFAV icon
186
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$616K 0.05%
8,414
-70
-0.8% -$5.07K
META icon
187
Meta Platforms (Facebook)
META
$1.51T
$616K 0.05%
3,464
-1,474
-30% -$280K
QCOM icon
188
Qualcomm
QCOM
$176B
$609K 0.05%
7,994
+155
+2% +$11.7K
ADBE icon
189
Adobe
ADBE
$105B
$602K 0.05%
2,182
-18
-0.8% -$5.25K
IXN icon
190
iShares Global Tech ETF
IXN
$8.83B
$593K 0.05%
19,254
-396
-2% -$12K
NVO
191
Novo Nordisk
NVO
$209B
$591K 0.05%
22,878
-732
-3% -$18.5K
NWBI icon
192
Northwest Bancshares
NWBI
$2.28B
$585K 0.05%
35,749
+1,363
+4% +$22.8K
ETN icon
193
Eaton
ETN
$174B
$578K 0.05%
6,954
– –
SBUX icon
194
Starbucks
SBUX
$120B
$577K 0.05%
6,531
-2,681
-29% -$249K
AMT icon
195
American Tower
AMT
$80.4B
$570K 0.05%
2,582
-16
-0.6% -$3.49K
STI
196
DELISTED
SunTrust Banks, Inc.
STI
$567K 0.05%
8,248
-143
-2% -$9.15K
C icon
197
Citigroup
C
$226B
$565K 0.05%
8,186
-21
-0.3% -$1.43K
CTVA icon
198
Corteva
CTVA
$51.3B
$558K 0.05%
+19,938
New +$576K
IHI icon
199
iShares US Medical Devices ETF
IHI
$3.38B
$558K 0.05%
13,548
-60
-0.4% -$2.46K
XLK icon
200
State Street Technology Select Sector SPDR ETF
XLK
$124B
$558K 0.05%
13,868
+1,000
+8% +$40K
6 7
8
9 10

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.