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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POWW icon
1901
Outdoor Holding Co
POWW
$286M
– –
-413
Closed -$4K
PPA icon
1902
Invesco Aerospace & Defense ETF
PPA
$8.75B
– –
-156
Closed -$11K
PRAA icon
1903
PRA Group
PRAA
$739M
– –
-191
Closed -$7K
PRG icon
1904
PROG Holdings
PRG
$1.7B
– –
-1,251
Closed -$60K
PSNL icon
1905
Personalis
PSNL
$1.56B
– –
-200
Closed -$5K
QDEL icon
1906
QuidelOrtho
QDEL
$860M
$0 ﹤0.01%
+7
New +$941
RDFN
1907
DELISTED
Redfin
RDFN
$0 ﹤0.01%
5
– –
RDOG icon
1908
ALPS REIT Dividend Dogs ETF
RDOG
$11.3M
$0 ﹤0.01%
20
– –
REGL icon
1909
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.8B
– –
-42
Closed -$2K
RIG icon
1910
Transocean
RIG
$6.29B
$0 ﹤0.01%
56
– –
RIGL icon
1911
Rigel Pharmaceuticals
RIGL
$764M
$0 ﹤0.01%
17
– –
RKT icon
1912
Rocket Companies
RKT
$39.4B
– –
-53
Closed -$1K
RNP icon
1913
Cohen & Steers REIT and Preferred and Income Fund
RNP
$981M
– –
-1,500
Closed -$40K
RRX icon
1914
Regal Rexnord
RRX
$11.7B
$0 ﹤0.01%
+4
New +$574
RVLV icon
1915
Revolve Group
RVLV
$1.72B
– –
-1,216
Closed -$83K
SAIC icon
1916
Saic
SAIC
$5.37B
– –
-200
Closed -$17K
SB icon
1917
Safe Bulkers
SB
$766M
– –
-26,382
Closed -$105K
SCHE icon
1918
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$0 ﹤0.01%
18
– –
SCS
1919
DELISTED
Steelcase
SCS
$0 ﹤0.01%
50
– –
SDIV icon
1920
Global X SuperDividend ETF
SDIV
$1.21B
$0 ﹤0.01%
23
– –
SFIX
1921
Stitch Fix
SFIX
$546M
$0 ﹤0.01%
25
– –
SHLS icon
1922
Shoals Technologies Group
SHLS
$1.45B
– –
-324
Closed -$11K
SHYG icon
1923
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.59B
$0 ﹤0.01%
16
– –
SIG icon
1924
Signet Jewelers
SIG
$3.72B
$0 ﹤0.01%
8
-14
-64% -$1.03K
SIRI icon
1925
SiriusXM
SIRI
$9.71B
$0 ﹤0.01%
8
-2,960
-100% -$186K
75 76
77
78 79

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.