CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,050
New
Increased
Reduced
Closed

Top Buys

1
+$16.3M
2
+$9.62M
3
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

1
+$8.86M
2
+$5.21M
3
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MXIM
1901
DELISTED
Maxim Integrated Products
MXIM
– –
-301
BPYU
1902
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-545
ALXN
1903
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-7
WORK
1904
DELISTED
Slack Technologies, Inc.
WORK
– –
-1,298
PRAH
1905
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-1,410
NAV
1906
DELISTED
Navistar International
NAV
– –
-65
DZSI
1907
DELISTED
DZS Inc. Common Stock
DZSI
$0 ﹤0.01%
4
CFRX
1908
DELISTED
ContraFect Corporation
CFRX
$0 ﹤0.01%
3
MFGP
1909
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$0 ﹤0.01%
1
COWN
1910
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-95
NLSN
1911
DELISTED
Nielsen Holdings plc
NLSN
$0 ﹤0.01%
23
FUT
1912
DELISTED
ProShares Managed Futures Strategy ETF
FUT
$0 ﹤0.01%
14
STFC
1913
DELISTED
State Auto Financial Corp
STFC
$0 ﹤0.01%
10
NEWN
1914
DELISTED
NEW ENG SYS GRP COM STK (NV)
NEWN
$0 ﹤0.01%
30
SWAV
1915
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$0 ﹤0.01%
+1
DDOG icon
1916
Datadog
DDOG
$45.2B
$0 ﹤0.01%
+2
DFH icon
1917
Dream Finders Homes
DFH
$1.41B
$0 ﹤0.01%
35
DOX icon
1918
Amdocs
DOX
$6.97B
$0 ﹤0.01%
+7
DPG
1919
Duff & Phelps Utility and Infrastructure Fund
DPG
$536M
– –
-2,000
BME icon
1920
BlackRock Health Sciences Trust
BME
$512M
– –
-500
SHLS icon
1921
Shoals Technologies Group
SHLS
$1.31B
– –
-324
SHYG icon
1922
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$0 ﹤0.01%
16
SIG icon
1923
Signet Jewelers
SIG
$3.61B
$0 ﹤0.01%
8
-14
SIRI icon
1924
SiriusXM
SIRI
$9.42B
$0 ﹤0.01%
8
-2,960
SMMV icon
1925
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$283M
$0 ﹤0.01%
+10
75 76
77
78 79