CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,050
New
Increased
Reduced
Closed

Top Buys

1
+$15.8M
2
+$9.38M
3
+$4.68M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.92M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.76M

Top Sells

1
+$8.62M
2
+$5.03M
3
+$2.97M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.5M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.94M

Sector Composition

1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBCT
1901
DELISTED
People's United Financial Inc
PBCT
$0 ﹤0.01%
29
DNMR
1902
DELISTED
Danimer Scientific, Inc.
DNMR
$0 ﹤0.01%
1
-5
MMAT
1903
DELISTED
Meta Materials Inc. Common Stock
MMAT
– –
0
MOON
1904
DELISTED
Direxion Moonshot Innovators ETF
MOON
– –
-239
WRK
1905
DELISTED
WestRock Company
WRK
$0 ﹤0.01%
14
ERF
1906
DELISTED
Enerplus Corporation
ERF
$0 ﹤0.01%
96
FUV
1907
DELISTED
Arcimoto, Inc. Common Stock
FUV
– –
-480
SPLK
1908
DELISTED
Splunk Inc
SPLK
$0 ﹤0.01%
+2
BKCC
1909
DELISTED
BlackRock Capital Investment Corporation
BKCC
$0 ﹤0.01%
217
SGEN
1910
DELISTED
Seagen Inc. Common Stock
SGEN
$0 ﹤0.01%
+2
VRTV
1911
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
1
CEQP
1912
DELISTED
Crestwood Equity Partners LP
CEQP
$0 ﹤0.01%
27
LTRPA
1913
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
34
-2
RAD
1914
DELISTED
Rite Aid Corporation
RAD
– –
-50
FFTG
1915
DELISTED
FormulaFolios Tactical Growth ETF
FFTG
$0 ﹤0.01%
15
BBIG
1916
DELISTED
Vinco Ventures, Inc. Common Stock
BBIG
$0 ﹤0.01%
2
-29
NOVN
1917
DELISTED
Novan, Inc. Common Stock
NOVN
$0 ﹤0.01%
100
CS
1918
DELISTED
Credit Suisse Group
CS
$0 ﹤0.01%
+20
DBD
1919
DELISTED
Diebold Nixdorf Incorporated
DBD
$0 ﹤0.01%
40
PSCD icon
1920
Invesco S&P SmallCap Consumer Discretionary ETF
PSCD
$19M
– –
0
PSNL icon
1921
Personalis
PSNL
$615M
– –
-200
SWAV
1922
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$0 ﹤0.01%
+1
AAP icon
1923
Advance Auto Parts
AAP
$2.92B
– –
-279
AAXJ icon
1924
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.25B
– –
0
ACB
1925
Aurora Cannabis
ACB
$257M
$0 ﹤0.01%
1
75 76
77
78 79