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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KBA icon
1851
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$149M
– –
-909
Closed -$43K
KBWY icon
1852
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$304M
– –
-456
Closed -$10K
KIE icon
1853
State Street SPDR S&P Insurance ETF
KIE
$680M
$0 ﹤0.01%
21
– –
KIM icon
1854
Kimco Realty
KIM
$16.1B
$0 ﹤0.01%
29
– –
KOS icon
1855
Kosmos Energy
KOS
$1.51B
$0 ﹤0.01%
+129
New +$315
KRNY icon
1856
Kearny Financial
KRNY
$592M
– –
-2,592
Closed -$30K
KTB icon
1857
Kontoor Brands
KTB
$4.27B
$0 ﹤0.01%
12
– –
KTOS icon
1858
Kratos Defense & Security Solutions
KTOS
$11.8B
– –
-63
Closed -$1K
LCID icon
1859
Lucid Motors
LCID
$2.59B
– –
-25
Closed -$7K
LILA icon
1860
Liberty Latin America Class A
LILA
$1.69B
$0 ﹤0.01%
12
– –
LILAK icon
1861
Liberty Latin America Class C
LILAK
$1.67B
$0 ﹤0.01%
29
– –
LITE icon
1862
Lumentum
LITE
$64.5B
$0 ﹤0.01%
+2
New +$168
LMND icon
1863
Lemonade
LMND
$4.06B
$0 ﹤0.01%
10
– –
LOVE
1864
LoveSac
LOVE
$254M
– –
-826
Closed -$65K
LPX icon
1865
Louisiana-Pacific
LPX
$5.23B
– –
-401
Closed -$24K
LSPD icon
1866
Lightspeed Commerce
LSPD
$1.36B
$0 ﹤0.01%
+4
New +$397
LYG icon
1867
Lloyds Banking Group
LYG
$89.3B
$0 ﹤0.01%
+242
New +$593
MAN icon
1868
ManpowerGroup
MAN
$2.62B
– –
-502
Closed -$59K
MANH icon
1869
Manhattan Associates
MANH
$11.6B
– –
-410
Closed -$59K
MARA icon
1870
Marathon Digital Holdings
MARA
$3.65B
$0 ﹤0.01%
+27
New +$878
MFG icon
1871
Mizuho Financial
MFG
$127B
$0 ﹤0.01%
+74
New +$213
MGRC icon
1872
McGrath RentCorp
MGRC
$2.93B
– –
-577
Closed -$47K
MIST icon
1873
Milestone Pharmaceuticals
MIST
$152M
$0 ﹤0.01%
40
– –
MOS icon
1874
The Mosaic Company
MOS
$7.36B
$0 ﹤0.01%
24
– –
MPLX icon
1875
MPLX
MPLX
$59.6B
– –
-4,105
Closed -$121K
73 74
75
76 77

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.