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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBII
1751
DELISTED
Marrone Bio Innovations, Inc.
MBII
$1K ﹤0.01%
2,000
– –
KLDO
1752
DELISTED
Kaleido Biosciences, Inc. Common Stock
KLDO
$1K ﹤0.01%
339
– –
KRA
1753
DELISTED
Kraton Corporation
KRA
$1K ﹤0.01%
38
– –
GWB
1754
DELISTED
Great Western Bancorp, Inc.
GWB
$1K ﹤0.01%
60
– –
MGLN
1755
DELISTED
Magellan Health Services, Inc.
MGLN
$1K ﹤0.01%
15
– –
COR
1756
DELISTED
Coresite Realty Corporation
COR
$1K ﹤0.01%
+13
New +$1.86K
VTA
1757
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1K ﹤0.01%
106
– –
SIVB
1758
DELISTED
SVB Financial Group
SIVB
$1K ﹤0.01%
2
– –
STMP
1759
DELISTED
Stamps.com, Inc.
STMP
$1K ﹤0.01%
+6
New +$1.9K
HR
1760
DELISTED
Healthcare Realty Trust Incorporated
HR
$1K ﹤0.01%
53
-1,885
-97% -$57.8K
AAP icon
1761
Advance Auto Parts
AAP
$3.33B
– –
-279
Closed -$57K
ACB
1762
Aurora Cannabis
ACB
$180M
$0 ﹤0.01%
1
– –
AEO icon
1763
American Eagle Outfitters
AEO
$3.08B
– –
-50
Closed -$1K
AGNC icon
1764
AGNC Investment
AGNC
$12.7B
– –
-110
Closed -$1K
APPS icon
1765
Digital Turbine
APPS
$1.75B
– –
-321
Closed -$24K
ARE icon
1766
Alexandria Real Estate Equities
ARE
$8.35B
$0 ﹤0.01%
5
– –
ARLO icon
1767
Arlo Technologies
ARLO
$1.6B
$0 ﹤0.01%
49
– –
ASIX icon
1768
AdvanSix
ASIX
$442M
$0 ﹤0.01%
10
-16
-62% -$550
ATNI icon
1769
ATN International
ATNI
$489M
– –
-1,303
Closed -$59K
AVIG icon
1770
Avantis Core Fixed Income ETF
AVIG
$1.95B
– –
-4,625
Closed -$228K
BAND
1771
Bandwidth Inc
BAND
$1.71B
$0 ﹤0.01%
6
– –
BATRA icon
1772
Atlanta Braves Holdings Series A
BATRA
$3.42B
$0 ﹤0.01%
18
– –
BBWI icon
1773
Bath & Body Works
BBWI
$3.9B
$0 ﹤0.01%
11
-3
-21% -$191
BCX icon
1774
BlackRock Resources & Commodities Strategy Trust
BCX
$959M
$0 ﹤0.01%
98
– –
BGS icon
1775
B&G Foods
BGS
$274M
– –
-200
Closed -$6K
69 70
71
72 73

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.