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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UVV icon
1726
Universal Corp
UVV
$1.18B
$1K ﹤0.01%
+34
New +$1.73K
VMI icon
1727
Valmont Industries
VMI
$9.5B
$1K ﹤0.01%
+8
New +$1.9K
VNDA icon
1728
Vanda Pharmaceuticals
VNDA
$304M
$1K ﹤0.01%
+109
New +$1.91K
WASH icon
1729
Washington Trust Bancorp
WASH
$735M
$1K ﹤0.01%
21
– –
WDFC icon
1730
WD-40
WDFC
$3.15B
$1K ﹤0.01%
+5
New +$1.2K
WHR icon
1731
Whirlpool
WHR
$2.75B
$1K ﹤0.01%
8
+4
+100% +$877
WING icon
1732
Wingstop
WING
$3.2B
$1K ﹤0.01%
+11
New +$1.86K
WLY icon
1733
John Wiley & Sons Class A
WLY
$2.62B
$1K ﹤0.01%
+32
New +$1.83K
WU icon
1734
Western Union
WU
$2.19B
$1K ﹤0.01%
81
– –
WTW icon
1735
Willis Towers Watson
WTW
$31.9B
$1K ﹤0.01%
5
– –
XT icon
1736
iShares Future Exponential Technologies ETF
XT
$3.99B
$1K ﹤0.01%
25
– –
XYL icon
1737
Xylem
XYL
$28.3B
$1K ﹤0.01%
9
– –
PRKS icon
1738
United Parks & Resorts
PRKS
$2.07B
$1K ﹤0.01%
35
– –
DM
1739
DELISTED
Desktop Metal, Inc.
DM
$1K ﹤0.01%
18
– –
AKTS
1740
DELISTED
Akoustis Technologies Inc
AKTS
$1K ﹤0.01%
120
– –
EGRX
1741
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$1K ﹤0.01%
+33
New +$1.62K
AIRC
1742
DELISTED
Apartment Income REIT Corp.
AIRC
$1K ﹤0.01%
+40
New +$2.02K
DSKE
1743
DELISTED
Daseke, Inc. Common Stock
DSKE
$1K ﹤0.01%
+121
New +$1.01K
THCX
1744
DELISTED
AXS Cannabis ETF
THCX
$1K ﹤0.01%
12
– –
IMGN
1745
DELISTED
Immunogen Inc
IMGN
$1K ﹤0.01%
221
– –
FFTI
1746
DELISTED
FormulaFolios Tactical Income ETF
FFTI
$1K ﹤0.01%
57
-1
-2% -$24
CSII
1747
DELISTED
Cardiovascular Systems, Inc.
CSII
$1K ﹤0.01%
+39
New +$1.46K
LHCG
1748
DELISTED
LHC Group LLC
LHCG
$1K ﹤0.01%
+8
New +$1.5K
VIVO
1749
DELISTED
Meridian Bioscience Inc
VIVO
$1K ﹤0.01%
+60
New +$1.2K
LOGC
1750
DELISTED
LogicBio Therapeutics, Inc. Common Stock
LOGC
$1K ﹤0.01%
428
– –
68 69
70
71 72

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.