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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RL icon
1701
Ralph Lauren
RL
$23.8B
$1K ﹤0.01%
18
– –
RNR icon
1702
RenaissanceRe
RNR
$13.2B
$1K ﹤0.01%
+10
New +$1.51K
SAFT icon
1703
Safety Insurance
SAFT
$1.52B
$1K ﹤0.01%
+21
New +$1.66K
SFM icon
1704
Sprouts Farmers Market
SFM
$7.81B
$1K ﹤0.01%
+73
New +$1.78K
SLGN icon
1705
Silgan Holdings
SLGN
$4.36B
$1K ﹤0.01%
+43
New +$1.75K
SMPL icon
1706
Simply Good Foods
SMPL
$960M
$1K ﹤0.01%
+56
New +$2.01K
SNDR icon
1707
Schneider National
SNDR
$6.14B
$1K ﹤0.01%
65
– –
SPOK icon
1708
Spok Holdings
SPOK
$239M
$1K ﹤0.01%
+138
New +$1.24K
SPTN
1709
DELISTED
SpartanNash
SPTN
$1K ﹤0.01%
+87
New +$1.75K
STRA icon
1710
Strategic Education
STRA
$1.81B
$1K ﹤0.01%
+18
New +$1.34K
SUPN icon
1711
Supernus Pharmaceuticals
SUPN
$2.82B
$1K ﹤0.01%
+56
New +$1.5K
TCBI icon
1712
Texas Capital Bancshares
TCBI
$4.35B
$1K ﹤0.01%
31
– –
TGNA
1713
DELISTED
TEGNA Inc
TGNA
$1K ﹤0.01%
+95
New +$1.73K
THD icon
1714
iShares MSCI Thailand ETF
THD
$354M
$1K ﹤0.01%
+21
New +$1.58K
THS
1715
DELISTED
Treehouse Foods
THS
$1K ﹤0.01%
+40
New +$1.64K
TPR icon
1716
Tapestry
TPR
$32.5B
$1K ﹤0.01%
+28
New +$1.15K
TR icon
1717
Tootsie Roll Industries
TR
$2.99B
$1K ﹤0.01%
+60
New +$1.69K
TRUP icon
1718
Trupanion
TRUP
$1.33B
$1K ﹤0.01%
22
+3
+16% +$296
TSN icon
1719
Tyson Foods
TSN
$19.8B
$1K ﹤0.01%
19
+7
+58% +$528
TTC icon
1720
Toro Company
TTC
$9.45B
$1K ﹤0.01%
+17
New +$1.85K
TTGT icon
1721
TechTarget
TTGT
$274M
$1K ﹤0.01%
+19
New +$1.51K
UAA icon
1722
Under Armour
UAA
$2.31B
$1K ﹤0.01%
50
+47
+1,567% +$1.04K
UEC icon
1723
Uranium Energy
UEC
$5.63B
$1K ﹤0.01%
400
– –
USNA icon
1724
Usana Health Sciences
USNA
$257M
$1K ﹤0.01%
+19
New +$1.83K
UTHR icon
1725
United Therapeutics
UTHR
$22.5B
$1K ﹤0.01%
+10
New +$1.97K
67 68
69
70 71

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.