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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICF icon
1651
iShares Select U.S. REIT ETF
ICF
$2.08B
$1K ﹤0.01%
29
– –
IDA icon
1652
Idacorp
IDA
$8.08B
$1K ﹤0.01%
+18
New +$1.88K
IDHQ icon
1653
Invesco S&P International Developed Quality ETF
IDHQ
$987M
$1K ﹤0.01%
+40
New +$1.27K
INGN icon
1654
Inogen
INGN
$163M
$1K ﹤0.01%
+31
New +$1.91K
IOSP icon
1655
Innospec
IOSP
$2.29B
$1K ﹤0.01%
18
– –
IVZ icon
1656
Invesco
IVZ
$14B
$1K ﹤0.01%
51
-3,440
-99% -$86K
IX icon
1657
ORIX
IX
$43.3B
$1K ﹤0.01%
+55
New +$1.01K
JBSS icon
1658
John B. Sanfilippo & Son
JBSS
$965M
$1K ﹤0.01%
+19
New +$1.65K
JRE
1659
DELISTED
Janus Henderson US Real Estate ETF
JRE
$1K ﹤0.01%
+40
New +$1.05K
KEYS icon
1660
Keysight
KEYS
$57.3B
$1K ﹤0.01%
8
+2
+33% +$336
KN icon
1661
Knowles
KN
$3.27B
$1K ﹤0.01%
+78
New +$1.52K
MZTI
1662
The Marzetti Company
MZTI
$3.13B
$1K ﹤0.01%
+9
New +$1.66K
LBTYA icon
1663
Liberty Global Class A
LBTYA
$3.46B
$1K ﹤0.01%
52
– –
LQDT icon
1664
Liquidity Services
LQDT
$1.28B
$1K ﹤0.01%
+89
New +$2.03K
LSTR icon
1665
Landstar System
LSTR
$6.05B
$1K ﹤0.01%
+11
New +$1.76K
MASI
1666
DELISTED
Masimo
MASI
$1K ﹤0.01%
+6
New +$1.63K
MDB icon
1667
MongoDB
MDB
$33.5B
$1K ﹤0.01%
+4
New +$1.61K
MGPI icon
1668
MGP Ingredients
MGPI
$381M
$1K ﹤0.01%
+27
New +$1.73K
MLAB icon
1669
Mesa Laboratories
MLAB
$569M
$1K ﹤0.01%
+6
New +$1.71K
MMS icon
1670
Maximus
MMS
$2.9B
$1K ﹤0.01%
+20
New +$1.71K
MMT
1671
Aberdeen Multi-Market Income Fund
MMT
$242M
$1K ﹤0.01%
195
– –
MODV
1672
DELISTED
ModivCare
MODV
$1K ﹤0.01%
+10
New +$1.78K
MRTN icon
1673
Marten Transport
MRTN
$1.2B
$1K ﹤0.01%
+98
New +$1.54K
MTA
1674
Metalla Royalty & Streaming
MTA
$839M
$1K ﹤0.01%
200
– –
NEU icon
1675
NewMarket
NEU
$8.37B
$1K ﹤0.01%
+4
New +$1.31K
65 66
67
68 69

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.