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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWT icon
1626
California Water Service
CWT
$3.06B
$1K ﹤0.01%
+29
New +$1.78K
CXT icon
1627
Crane NXT
CXT
$2.96B
$1K ﹤0.01%
49
– –
DAKT icon
1628
Daktronics
DAKT
$1.03B
$1K ﹤0.01%
347
+315
+984% +$1.87K
DBAW icon
1629
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$303M
$1K ﹤0.01%
51
– –
DNOW icon
1630
DNOW Inc
DNOW
$3.01B
$1K ﹤0.01%
211
+25
+13% +$204
DTE icon
1631
DTE Energy
DTE
$28.5B
$1K ﹤0.01%
11
– –
DWSH icon
1632
AdvisorShares Dorsey Wright Short ETF
DWSH
$6.19M
$1K ﹤0.01%
+116
New +$1.01K
EIDO icon
1633
iShares MSCI Indonesia ETF
EIDO
$495M
$1K ﹤0.01%
+53
New +$1.1K
EPAM icon
1634
EPAM Systems
EPAM
$5.02B
$1K ﹤0.01%
2
-2
-50% -$1.18K
EWM icon
1635
iShares MSCI Malaysia ETF
EWM
$330M
$1K ﹤0.01%
+49
New +$1.24K
EWW icon
1636
iShares MSCI Mexico ETF
EWW
$1.91B
$1K ﹤0.01%
+36
New +$1.77K
FN icon
1637
Fabrinet
FN
$18.9B
$1K ﹤0.01%
+19
New +$1.86K
FREL icon
1638
Fidelity MSCI Real Estate Index ETF
FREL
$1.47B
$1K ﹤0.01%
39
– –
FRT icon
1639
Federal Realty Investment Trust
FRT
$10.2B
$1K ﹤0.01%
12
– –
GMED icon
1640
Globus Medical
GMED
$11.7B
$1K ﹤0.01%
+25
New +$2.01K
GORO icon
1641
Goldgroup Mining Inc.
GORO
$186M
$1K ﹤0.01%
849
– –
GUNR icon
1642
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.09B
$1K ﹤0.01%
32
– –
HE icon
1643
Hawaiian Electric Industries
HE
$2.02B
$1K ﹤0.01%
+48
New +$2.06K
HSTM icon
1644
HealthStream
HSTM
$859M
$1K ﹤0.01%
+66
New +$1.93K
HUBB icon
1645
Hubbell
HUBB
$26.7B
$1K ﹤0.01%
6
– –
HUBG icon
1646
HUB Group
HUBG
$2.9B
$1K ﹤0.01%
+56
New +$1.88K
HUN icon
1647
Huntsman Corp
HUN
$1.82B
$1K ﹤0.01%
52
– –
HXL icon
1648
Hexcel
HXL
$7.63B
$1K ﹤0.01%
17
– –
HYT icon
1649
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1K ﹤0.01%
122
– –
IART icon
1650
Integra LifeSciences
IART
$1.33B
$1K ﹤0.01%
+24
New +$1.7K
64 65
66
67 68

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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.