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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
Cap. Flow
+$39.5M
Cap. Flow %
3.14%
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$21.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$17.9M
3
EZM icon
WisdomTree US MidCap Fund
EZM
+$5.8M
4
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$5.05M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.4M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$11.3M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$6.74M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.09M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.9M
5
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$2.2M

Sector Composition

Rank Sector Weight
1 Financials 6.77%
2 Technology 6.26%
3 Healthcare 2.89%
4 Consumer Staples 2.13%
5 Energy 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTCH icon
1626
Match Group
MTCH
$8.55B
$0 ﹤0.01%
1
– –
MTG icon
1627
MGIC Investment
MTG
$6.25B
$0 ﹤0.01%
3
– –
MUR icon
1628
Murphy Oil
MUR
$4.78B
$0 ﹤0.01%
2
– –
NAK
1629
Northern Dynasty Minerals
NAK
$958M
– –
-5,320
Closed -$2.78K
NAVI icon
1630
Navient
NAVI
$853M
$0 ﹤0.01%
4
– –
NBR icon
1631
Nabors Industries
NBR
$1.21B
$0 ﹤0.01%
+4
New +$421
NCZ
1632
Virtus Convertible & Income Fund II
NCZ
$301M
– –
-981
Closed -$19K
NFG icon
1633
National Fuel Gas
NFG
$7.65B
$0 ﹤0.01%
2
– –
NJR icon
1634
New Jersey Resources
NJR
$5.58B
$0 ﹤0.01%
3
– –
NOK icon
1635
Nokia
NOK
$52.3B
$0 ﹤0.01%
191
-1,150
-86% -$4.52K
NRG icon
1636
NRG Energy
NRG
$24.8B
$0 ﹤0.01%
12
– –
NRT
1637
North European Oil Royalty Trust
NRT
$81M
$0 ﹤0.01%
65
– –
NTGR icon
1638
NETGEAR
NTGR
$635M
$0 ﹤0.01%
25
– –
NVT icon
1639
nVent Electric
NVT
$26.7B
$0 ﹤0.01%
15
– –
NWSA icon
1640
News Corp Class A
NWSA
$15.4B
$0 ﹤0.01%
48
– –
OC icon
1641
Owens Corning
OC
$12.4B
$0 ﹤0.01%
3
– –
ODFL icon
1642
Old Dominion Freight Line
ODFL
$44.9B
– –
-57
Closed -$3K
OIH icon
1643
VanEck Oil Services ETF
OIH
$1.92B
– –
-31
Closed -$7K
ON icon
1644
ON Semiconductor
ON
$31.6B
$0 ﹤0.01%
2
– –
PBR icon
1645
Petrobras
PBR
$116B
$0 ﹤0.01%
1
– –
PCG icon
1646
PG&E
PCG
$38.5B
$0 ﹤0.01%
2
– –
PEB icon
1647
Pebblebrook Hotel Trust
PEB
$2.05B
$0 ﹤0.01%
4
– –
PFIG icon
1648
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$0 ﹤0.01%
22
– –
PFSI icon
1649
PennyMac Financial
PFSI
$4.02B
$0 ﹤0.01%
1
– –
IFLN
1650
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$0 ﹤0.01%
5
– –
64 65
66
67 68

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.

  • Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
  • Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
  • Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
  • Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
  • Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.

Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.