We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMPH icon
1601
Amphastar Pharmaceuticals
AMPH
$896M
$1K ﹤0.01%
+85
New +$1.67K
APAM icon
1602
Artisan Partners
APAM
$3B
$1K ﹤0.01%
25
– –
ATEN icon
1603
A10 Networks
ATEN
$2.06B
$1K ﹤0.01%
+86
New +$1.11K
CVSA
1604
Covista Inc
CVSA
$4.38B
$1K ﹤0.01%
+41
New +$1.52K
ATR icon
1605
AptarGroup
ATR
$8.5B
$1K ﹤0.01%
+12
New +$1.58K
AWR icon
1606
American States Water
AWR
$3.43B
$1K ﹤0.01%
+20
New +$1.76K
BALL icon
1607
Ball Corp
BALL
$16.6B
$1K ﹤0.01%
18
– –
BATRK icon
1608
Atlanta Braves Holdings Series B
BATRK
$3.21B
$1K ﹤0.01%
38
– –
BETZ icon
1609
Roundhill Sports Betting & iGaming ETF
BETZ
$49.5M
$1K ﹤0.01%
60
-602
-91% -$17.9K
BGC icon
1610
BGC Group
BGC
$4.86B
$1K ﹤0.01%
369
– –
BLNK icon
1611
Blink Charging
BLNK
$86M
$1K ﹤0.01%
57
– –
BOE icon
1612
BlackRock Enhanced Global Dividend Trust
BOE
$691M
$1K ﹤0.01%
149
– –
BOKF icon
1613
BOK Financial
BOKF
$8.7B
$1K ﹤0.01%
12
– –
BWA icon
1614
BorgWarner
BWA
$14.1B
$1K ﹤0.01%
32
-278
-90% -$11.1K
CABO icon
1615
Cable One
CABO
$203M
$1K ﹤0.01%
+1
New +$1.96K
CASY icon
1616
Casey's General Stores
CASY
$31.6B
$1K ﹤0.01%
+8
New +$1.57K
CCOI icon
1617
Cogent Communications
CCOI
$528M
$1K ﹤0.01%
+27
New +$2.01K
CENT icon
1618
Central Garden & Pet Co
CENT
$2.75B
$1K ﹤0.01%
+45
New +$1.73K
CFG icon
1619
Citizens Financial Group
CFG
$30.6B
$1K ﹤0.01%
31
+5
+19% +$220
CHPT icon
1620
ChargePoint
CHPT
$158M
$1K ﹤0.01%
4
-253
-98% -$118K
CNXN icon
1621
PC Connection
CNXN
$2.08B
$1K ﹤0.01%
+33
New +$1.51K
CORT icon
1622
Corcept Therapeutics
CORT
$12.3B
$1K ﹤0.01%
+56
New +$1.17K
CRNC icon
1623
Cerence
CRNC
$403M
$1K ﹤0.01%
16
– –
CRON
1624
Cronos Group
CRON
$1.11B
$1K ﹤0.01%
220
– –
CVLT icon
1625
Commault Systems
CVLT
$5.78B
$1K ﹤0.01%
+25
New +$1.94K
63 64
65
66 67

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.