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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMC
1551
Del Monte Corp
DMC
$1.43B
$2K ﹤0.01%
+64
New +$2.02K
FIDU icon
1552
Fidelity MSCI Industrials Index ETF
FIDU
$2.37B
$2K ﹤0.01%
50
– –
FSTA icon
1553
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$2K ﹤0.01%
51
+13
+34% +$562
GLDM icon
1554
SPDR Gold MiniShares Trust
GLDM
$30B
$2K ﹤0.01%
60
– –
HCA icon
1555
HCA Healthcare
HCA
$89.6B
$2K ﹤0.01%
9
+2
+29% +$489
HSBC icon
1556
HSBC
HSBC
$354B
$2K ﹤0.01%
80
– –
HSII
1557
DELISTED
Heidrick & Struggles
HSII
$2K ﹤0.01%
+52
New +$2.19K
IBRX icon
1558
ImmunityBio
IBRX
$7.94B
$2K ﹤0.01%
250
– –
KODK icon
1559
Kodak
KODK
$978M
$2K ﹤0.01%
350
– –
KWR icon
1560
Quaker Houghton
KWR
$2.96B
$2K ﹤0.01%
12
– –
LOGI icon
1561
Logitech
LOGI
$15B
$2K ﹤0.01%
25
-150
-86% -$16.2K
MMSI icon
1562
Merit Medical Systems
MMSI
$5.36B
$2K ﹤0.01%
37
– –
MOH icon
1563
Molina Healthcare
MOH
$10.4B
$2K ﹤0.01%
+8
New +$2.11K
NIO icon
1564
NIO
NIO
$12.1B
$2K ﹤0.01%
66
-432
-87% -$17.7K
NTGR icon
1565
NETGEAR
NTGR
$619M
$2K ﹤0.01%
66
+41
+164% +$1.42K
NXRT
1566
NexPoint Residential Trust
NXRT
$641M
$2K ﹤0.01%
46
– –
ORA icon
1567
Ormat Technologies
ORA
$6.87B
$2K ﹤0.01%
42
– –
PDEC icon
1568
Innovator US Equity Power Buffer ETF December
PDEC
$997M
$2K ﹤0.01%
78
-414
-84% -$12.7K
PII icon
1569
Polaris
PII
$3.97B
$2K ﹤0.01%
20
– –
PPC icon
1570
Pilgrim's Pride
PPC
$6.31B
$2K ﹤0.01%
+77
New +$1.93K
RH icon
1571
RH
RH
$3.47B
$2K ﹤0.01%
+4
New +$2.75K
FIRY
1572
Firy Inc
FIRY
$164M
$2K ﹤0.01%
12
– –
SPRO icon
1573
Spero Therapeutics
SPRO
$71.2M
$2K ﹤0.01%
110
– –
SPSC icon
1574
SPS Commerce
SPSC
$2.69B
$2K ﹤0.01%
+15
New +$1.85K
SSTK icon
1575
Shutterstock
SSTK
$217M
$2K ﹤0.01%
+23
New +$2.49K
61 62
63
64 65

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.