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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BF.B icon
1526
Brown-Forman Class B
BF.B
$12.7B
$2K ﹤0.01%
39
-383
-91% -$27.1K
BJ icon
1527
BJs Wholesale Club
BJ
$12B
$2K ﹤0.01%
+38
New +$2.03K
CFR icon
1528
Cullen/Frost Bankers
CFR
$10.3B
$2K ﹤0.01%
22
+7
+47% +$781
CLF icon
1529
Cleveland-Cliffs
CLF
$7.18B
$2K ﹤0.01%
+121
New +$2.76K
CMS icon
1530
CMS Energy
CMS
$21.7B
$2K ﹤0.01%
47
+32
+213% +$2K
CNK icon
1531
Cinemark Holdings
CNK
$4.28B
$2K ﹤0.01%
136
– –
CNXC icon
1532
Concentrix
CNXC
$1.56B
$2K ﹤0.01%
+15
New +$2.48K
CRH icon
1533
CRH
CRH
$67.1B
$2K ﹤0.01%
63
-558
-90% -$28.3K
CVCO icon
1534
Cavco Industries
CVCO
$4.55B
$2K ﹤0.01%
12
– –
CXW icon
1535
CoreCivic
CXW
$3.34B
$2K ﹤0.01%
300
-316
-51% -$3.08K
DBRG icon
1536
DigitalBridge
DBRG
$2.95B
$2K ﹤0.01%
105
– –
DHI icon
1537
D.R. Horton
DHI
$41.9B
$2K ﹤0.01%
31
– –
DKS icon
1538
Dick's Sporting Goods
DKS
$18.3B
$2K ﹤0.01%
23
-1,205
-98% -$140K
DVA icon
1539
DaVita
DVA
$11.4B
$2K ﹤0.01%
21
+15
+250% +$1.88K
DVYE icon
1540
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$2K ﹤0.01%
59
– –
EDEN icon
1541
iShares MSCI Denmark ETF
EDEN
$204M
$2K ﹤0.01%
+24
New +$2.71K
EFV icon
1542
iShares MSCI EAFE Value ETF
EFV
$30B
$2K ﹤0.01%
50
– –
EIG icon
1543
Employers Holdings
EIG
$883M
$2K ﹤0.01%
+52
New +$2.12K
EWH icon
1544
iShares MSCI Hong Kong ETF
EWH
$1.21B
$2K ﹤0.01%
+121
New +$3.11K
EWI icon
1545
iShares MSCI Italy ETF
EWI
$1.08B
$2K ﹤0.01%
+77
New +$2.5K
EWP icon
1546
iShares MSCI Spain ETF
EWP
$2.21B
$2K ﹤0.01%
+84
New +$2.34K
EXG icon
1547
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$2K ﹤0.01%
250
– –
EZPW icon
1548
Ezcorp Inc
EZPW
$1.65B
$2K ﹤0.01%
+328
New +$2.11K
FAF icon
1549
First American
FAF
$7.42B
$2K ﹤0.01%
44
– –
FCN icon
1550
FTI Consulting
FCN
$4.19B
$2K ﹤0.01%
+15
New +$2.08K
60 61
62
63 64

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.