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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGM icon
1426
MGM Resorts International
MGM
$10.9B
$4K ﹤0.01%
107
-666
-86% -$27.1K
MILN
1427
Global X Millennial Consumer ETF
MILN
$103M
$4K ﹤0.01%
+95
New +$4.18K
NEO icon
1428
NeoGenomics
NEO
$2.14B
$4K ﹤0.01%
100
– –
PBH icon
1429
Prestige Consumer Healthcare
PBH
$2.51B
$4K ﹤0.01%
81
+39
+93% +$2.14K
PBR icon
1430
Petrobras
PBR
$118B
$4K ﹤0.01%
444
-18,270
-98% -$195K
PGEN icon
1431
Precigen
PGEN
$2.51B
$4K ﹤0.01%
1,000
– –
PMO
1432
Franklin Municipal Opportunities Trust
PMO
$285M
$4K ﹤0.01%
335
– –
PRLB icon
1433
Protolabs
PRLB
$2.14B
$4K ﹤0.01%
62
– –
RISN icon
1434
Inspire Capital Appreciation ETF
RISN
$72.5M
$4K ﹤0.01%
+140
New +$4.19K
RKLB icon
1435
Rocket Lab Corp
RKLB
$50B
$4K ﹤0.01%
+271
New +$3.26K
RVT icon
1436
Royce Value Trust
RVT
$2.29B
$4K ﹤0.01%
270
+4
+2% +$74
SANM icon
1437
Sanmina
SANM
$10.7B
$4K ﹤0.01%
107
– –
SCL icon
1438
Stepan Co
SCL
$1.47B
$4K ﹤0.01%
41
+14
+52% +$1.63K
SEIX icon
1439
Virtus SEIX Senior Loan ETF
SEIX
$252M
$4K ﹤0.01%
+178
New +$4.47K
SHBI icon
1440
Shore Bancshares
SHBI
$788M
$4K ﹤0.01%
227
– –
SMTC icon
1441
Semtech
SMTC
$12.2B
$4K ﹤0.01%
61
– –
TME icon
1442
Tencent Music
TME
$16.2B
$4K ﹤0.01%
669
– –
TRST
1443
Trustco Bank Corp NY
TRST
$931M
$4K ﹤0.01%
130
– –
VICI icon
1444
VICI Properties
VICI
$28.7B
$4K ﹤0.01%
160
-968
-86% -$29.5K
VWOB icon
1445
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.22B
$4K ﹤0.01%
+53
New +$4.23K
WBS icon
1446
Webster Financial
WBS
$12.8B
$4K ﹤0.01%
85
– –
SUM
1447
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$4K ﹤0.01%
151
– –
NS
1448
DELISTED
NuStar Energy L.P.
NS
$4K ﹤0.01%
300
– –
AEL
1449
DELISTED
American Equity Investment Life Holding Company
AEL
$4K ﹤0.01%
145
– –
HNGR
1450
DELISTED
Hanger Inc.
HNGR
$4K ﹤0.01%
200
– –
56 57
58
59 60

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.