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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLN icon
1376
Olin
OLN
$2.15B
$5K ﹤0.01%
115
– –
QQEW icon
1377
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.83B
$5K ﹤0.01%
50
– –
SCHZ icon
1378
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$5K ﹤0.01%
190
– –
TAK icon
1379
Takeda Pharmaceutical
TAK
$56B
$5K ﹤0.01%
321
– –
UA icon
1380
Under Armour Class C
UA
$2.44B
$5K ﹤0.01%
338
+41
+14% +$785
VRIG icon
1381
Invesco Variable Rate Investment Grade ETF
VRIG
$1.85B
$5K ﹤0.01%
+207
New +$5.2K
WERN icon
1382
Werner Enterprises
WERN
$2.2B
$5K ﹤0.01%
127
+40
+46% +$1.83K
XTN icon
1383
State Street SPDR S&P Transportation ETF
XTN
$391M
$5K ﹤0.01%
65
– –
EQIN
1384
Columbia U.S. Equity Income ETF
EQIN
$314M
$5K ﹤0.01%
167
– –
HA
1385
DELISTED
Hawaiian Holdings, Inc.
HA
$5K ﹤0.01%
256
– –
PRSRU
1386
DELISTED
Prospector Capital Corp. Unit
PRSRU
$5K ﹤0.01%
535
– –
LABP
1387
DELISTED
Landos Biopharma, Inc. Common Stock
LABP
$5K ﹤0.01%
39
+34
+680% +$4.41K
ADRA.U
1388
DELISTED
Adara Acquisition Corp Units
ADRA.U
$5K ﹤0.01%
500
– –
MNDT
1389
DELISTED
Mandiant, Inc. Common Stock
MNDT
$5K ﹤0.01%
318
– –
SOLN
1390
DELISTED
The Southern Company
SOLN
$5K ﹤0.01%
115
– –
GMIIU
1391
DELISTED
Gores Metropoulos II, Inc. Unit
GMIIU
$5K ﹤0.01%
544
– –
PPD
1392
DELISTED
PPD, Inc. Common Stock
PPD
$5K ﹤0.01%
+115
New +$5.32K
EGLE
1393
DELISTED
Eagle Bulk Shipping Inc.
EGLE
$5K ﹤0.01%
109
-2,352
-96% -$107K
ACM icon
1394
Aecom
ACM
$9.42B
$4K ﹤0.01%
65
– –
AEM icon
1395
Agnico Eagle Mines
AEM
$91.4B
$4K ﹤0.01%
91
– –
ASHR icon
1396
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.59B
$4K ﹤0.01%
+116
New +$4.48K
BCRX icon
1397
BioCryst Pharmaceuticals
BCRX
$2.51B
$4K ﹤0.01%
294
– –
BEN icon
1398
Franklin Resources
BEN
$17B
$4K ﹤0.01%
158
– –
BSVN icon
1399
Bank7 Corp
BSVN
$482M
$4K ﹤0.01%
233
– –
BWXT icon
1400
BWX Technologies
BWXT
$15.5B
$4K ﹤0.01%
82
– –
54 55
56
57 58

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.