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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGIT icon
1351
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
$6K ﹤0.01%
91
– –
WPP icon
1352
WPP
WPP
$5.76B
$6K ﹤0.01%
96
+36
+60% +$2.41K
ZG icon
1353
Zillow
ZG
$7.66B
$6K ﹤0.01%
69
– –
EPHYU
1354
DELISTED
Epiphany Technology Acquisition Corp. Unit
EPHYU
$6K ﹤0.01%
645
– –
BSCL
1355
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$6K ﹤0.01%
304
– –
BSCN
1356
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$6K ﹤0.01%
306
– –
AVEM icon
1357
Avantis Emerging Markets Equity ETF
AVEM
$26.4B
$5K ﹤0.01%
+80
New +$5.31K
BR icon
1358
Broadridge
BR
$19.8B
$5K ﹤0.01%
36
-129
-78% -$22K
CIBR icon
1359
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
$5K ﹤0.01%
109
– –
CMC icon
1360
Commercial Metals
CMC
$8.1B
$5K ﹤0.01%
190
-300
-61% -$9.55K
DES icon
1361
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$5K ﹤0.01%
175
+1
+0.6% +$31
DEW icon
1362
WisdomTree Global High Dividend Fund
DEW
$155M
$5K ﹤0.01%
116
+2
+2% +$97
DGICA icon
1363
Donegal Group Class A
DGICA
$693M
$5K ﹤0.01%
397
– –
DORM icon
1364
Dorman Products
DORM
$3.95B
$5K ﹤0.01%
59
+17
+40% +$1.68K
EMLC icon
1365
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$5K ﹤0.01%
195
– –
EVRG icon
1366
Evergy
EVRG
$18.9B
$5K ﹤0.01%
84
+22
+35% +$1.44K
FTDS icon
1367
First Trust Dividend Strength ETF
FTDS
$39.5M
$5K ﹤0.01%
109
– –
FXD icon
1368
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
$5K ﹤0.01%
100
– –
GDXJ icon
1369
VanEck Junior Gold Miners ETF
GDXJ
$8.54B
$5K ﹤0.01%
151
– –
GNW icon
1370
Genworth Financial
GNW
$3.7B
$5K ﹤0.01%
1,457
– –
IXP icon
1371
iShares Global Comm Services ETF
IXP
$571M
$5K ﹤0.01%
65
– –
LKFN icon
1372
Lakeland Financial Corp
LKFN
$1.52B
$5K ﹤0.01%
80
– –
NCV
1373
Virtus Convertible & Income Fund
NCV
$391M
$5K ﹤0.01%
247
– –
NETL icon
1374
Colterpoint Net Lease Real Estate ETF
NETL
$53.2M
$5K ﹤0.01%
+177
New +$5.53K
NGG icon
1375
National Grid
NGG
$79.9B
$5K ﹤0.01%
113
– –
53 54
55
56 57

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.