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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOX icon
1326
Vanguard Communication Services ETF
VOX
$5.88B
$7K ﹤0.01%
53
– –
XYLD icon
1327
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$7K ﹤0.01%
+158
New +$7.79K
BCPC
1328
Balchem Corp
BCPC
$5.65B
$7K ﹤0.01%
53
+14
+36% +$1.9K
BECN
1329
DELISTED
Beacon Roofing Supply, Inc.
BECN
$7K ﹤0.01%
151
– –
CIZ
1330
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
$7K ﹤0.01%
215
– –
MBT
1331
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$7K ﹤0.01%
741
+164
+28% +$1.48K
ARCT icon
1332
Arcturus Therapeutics
ARCT
$200M
$6K ﹤0.01%
131
– –
ARWR icon
1333
Arrowhead Research
ARWR
$12.5B
$6K ﹤0.01%
102
– –
BOH icon
1334
Bank of Hawaii
BOH
$3.1B
$6K ﹤0.01%
79
– –
DTIL icon
1335
Precision BioSciences
DTIL
$206M
$6K ﹤0.01%
20
– –
EEMS icon
1336
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$374M
$6K ﹤0.01%
+106
New +$6.53K
ENOV icon
1337
Enovis
ENOV
$1.4B
$6K ﹤0.01%
85
-104
-55% -$8.36K
EWA icon
1338
iShares MSCI Australia ETF
EWA
$1.47B
$6K ﹤0.01%
+274
New +$7.08K
HHH icon
1339
Howard Hughes
HHH
$3.91B
$6K ﹤0.01%
81
– –
ITRG
1340
Integra Resources
ITRG
$535M
$6K ﹤0.01%
1,080
– –
JNPR
1341
DELISTED
Juniper Networks
JNPR
$6K ﹤0.01%
250
+66
+36% +$1.86K
OKE icon
1342
Oneok
OKE
$56.9B
$6K ﹤0.01%
106
– –
PNR icon
1343
Pentair
PNR
$10.7B
$6K ﹤0.01%
90
+7
+8% +$522
RYN icon
1344
Rayonier
RYN
$6.52B
$6K ﹤0.01%
192
– –
SHAK icon
1345
Shake Shack
SHAK
$2.89B
$6K ﹤0.01%
83
– –
SHG icon
1346
Shinhan Financial Group
SHG
$34.8B
$6K ﹤0.01%
202
– –
SPLB icon
1347
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$6K ﹤0.01%
198
– –
TDOC icon
1348
Teladoc Health
TDOC
$1.29B
$6K ﹤0.01%
48
– –
USFD icon
1349
US Foods
USFD
$23.9B
$6K ﹤0.01%
182
-300
-62% -$10.3K
VAC icon
1350
Marriott Vacations Worldwide
VAC
$3.89B
$6K ﹤0.01%
43
– –
52 53
54
55 56

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.