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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRV
1326
NXG Cushing Midstream Energy Fund
SRV
$216M
– –
-500
Closed -$20K
STLA icon
1327
Stellantis
STLA
$20.8B
– –
-500
Closed -$10K
STRL icon
1328
Sterling Infrastructure
STRL
$16.7B
$0 ﹤0.01%
4
– –
TDC icon
1329
Teradata
TDC
$2.55B
$0 ﹤0.01%
12
– –
TM icon
1330
Toyota
TM
$225B
$0 ﹤0.01%
2
– –
UA icon
1331
Under Armour Class C
UA
$2.53B
$0 ﹤0.01%
3
– –
UBS icon
1332
UBS Group
UBS
$176B
$0 ﹤0.01%
52
– –
USA icon
1333
Liberty All-Star Equity Fund
USA
$1.85B
$0 ﹤0.01%
86
+2
+2% +$13
VIAV icon
1334
Viavi Solutions
VIAV
$9.66B
$0 ﹤0.01%
2
– –
VPU
1335
Vanguard Utilities ETF
VPU
$8.36B
– –
-579
Closed -$64K
WT icon
1336
WisdomTree
WT
$3.22B
– –
-4,200
Closed -$38K
WTM icon
1337
White Mountains Insurance
WTM
$5.13B
– –
-6
Closed -$4K
PDCO
1338
DELISTED
Patterson Companies, Inc.
PDCO
$0 ﹤0.01%
35
– –
SWN
1339
DELISTED
Southwestern Energy Company
SWN
$0 ﹤0.01%
117
– –
SPWR
1340
DELISTED
SunPower Corporation Common Stock
SPWR
$0 ﹤0.01%
52
– –
RPT
1341
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
-88
Closed -$1K
VRTV
1342
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
1
– –
LTRPA
1343
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
38
– –
SMM
1344
DELISTED
Salient Midstream & MLP Fund
SMM
– –
-2,000
Closed -$18K
MIC
1345
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-60
Closed -$2K
MGP
1346
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$0 ﹤0.01%
+20
New +$577
CXP
1347
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-3,722
Closed -$76K
SQBG
1348
DELISTED
Sequential Brands Group, Inc.
SQBG
– –
0
– –
MUH
1349
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
– –
-775
Closed -$10K
AIG.WS
1350
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
48
– –
52 53
54
55 56

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.