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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDE icon
1276
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.81B
$0 ﹤0.01%
29
– –
FNDF icon
1277
Schwab Fundamental International Large Company Index ETF
FNDF
$25.5B
$0 ﹤0.01%
29
– –
FPF
1278
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
– –
-1,100
Closed -$25K
FSM icon
1279
Fortuna Silver Mines
FSM
$3.07B
– –
-2,055
Closed -$10K
GGZ
1280
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$0 ﹤0.01%
32
– –
GOVT icon
1281
iShares US Treasury Bond ETF
GOVT
$43.6B
– –
-274
Closed -$6.71K
HRI icon
1282
Herc Holdings
HRI
$5.61B
$0 ﹤0.01%
13
– –
HSTM icon
1283
HealthStream
HSTM
$840M
– –
-221
Closed -$5K
HYLS icon
1284
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
– –
-241
Closed -$11K
IBND icon
1285
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$463M
$0 ﹤0.01%
4
-5
-56% -$173
IMNN icon
1286
Imunon
IMNN
$6.77M
– –
0
– –
ISCV icon
1287
iShares Morningstar Small-Cap Value ETF
ISCV
$706M
$0 ﹤0.01%
6
– –
JEF icon
1288
Jefferies Financial Group
JEF
$13.1B
– –
-21
Closed –
JHI
1289
John Hancock Investors Trust
JHI
$117M
– –
-576
Closed -$9K
JPEM icon
1290
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$395M
$0 ﹤0.01%
11
-4
-27% -$231
LILA icon
1291
Liberty Latin America Class A
LILA
$1.67B
$0 ﹤0.01%
25
– –
LOGI icon
1292
Logitech
LOGI
$15.2B
$0 ﹤0.01%
+10
New +$403
LYV icon
1293
Live Nation Entertainment
LYV
$42.1B
$0 ﹤0.01%
16
– –
MRC
1294
DELISTED
MRC Global
MRC
– –
-500
Closed -$8K
MT icon
1295
ArcelorMittal
MT
$55.3B
$0 ﹤0.01%
2
– –
NDAQ icon
1296
Nasdaq
NDAQ
$52.9B
– –
-165
Closed -$4K
NOK icon
1297
Nokia
NOK
$52.3B
$0 ﹤0.01%
147
+49
+50% +$290
NRG icon
1298
NRG Energy
NRG
$24.8B
$0 ﹤0.01%
8
– –
NRT
1299
North European Oil Royalty Trust
NRT
$81M
$0 ﹤0.01%
65
– –
NWSA icon
1300
News Corp Class A
NWSA
$15.4B
$0 ﹤0.01%
40
– –
50 51
52
53 54

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.