Carroll Financial Associates’s Gabelli Global Small and Mid-Cap Value Trust GGZ Stock Holding History

Carroll Financial Associates’s Portfolio GGZ Stock Details GGZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-6,000	Closed	-$69K	–	1589
2019 Q2	$69K	Sell	6,000 -32	-0.5%	-$372	0.01%	567
2019 Q1	$70K	Hold	6,032	–	–	0.01%	501
2018 Q4	$62K	Buy	6,032 +6,000	+18,750%	+$65.4K	0.01%	460
2018 Q3	$0	Hold	32	–	–	﹤0.01%	1320
2018 Q2	$0	Hold	32	–	–	﹤0.01%	1281
2018 Q1	$0	Hold	32	–	–	﹤0.01%	1278
2017 Q4	$0	Buy	+32	New	+$406	﹤0.01%	1253

Other funds holding GGZ

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

PMG

Private Management Group Irvine, California $3.47B AUM 13.39% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Carroll Financial Associates's GGZ Position: Q3 2019 in Review

Carroll Financial Associates sold out of Gabelli Global Small and Mid-Cap Value Trust (GGZ) in Q3 2019, closing a stake of 6,000 shares — an estimated $69K sold.

Carroll Financial Associates first reported a position in GGZ in Q4 2017 and held it in 7 quarters. The position peaked at $70K in Q1 2019. 41 funds tracked by Wall St. Rank hold GGZ as of Q3 2019.

Carroll Financial Associates reported no remaining Gabelli Global Small and Mid-Cap Value Trust position as of Q3 2019 after selling out during the quarter.
Carroll Financial Associates sold 6,000 Gabelli Global Small and Mid-Cap Value Trust shares in Q3 2019, an estimated $69K.
Carroll Financial Associates first reported a position in Gabelli Global Small and Mid-Cap Value Trust in Q4 2017 and held it in 7 quarters.
Carroll Financial Associates's Gabelli Global Small and Mid-Cap Value Trust position peaked at $70K in Q1 2019.
41 funds tracked by Wall St. Rank held Gabelli Global Small and Mid-Cap Value Trust as of Q3 2019.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.