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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGT icon
101
Vanguard Information Technology ETF
VGT
$149B
$2.62M 0.15%
52,136
-1,904
-4% -$98.7K
OUSA icon
102
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$762M
$2.56M 0.14%
61,535
+78
+0.1% +$3.38K
T icon
103
AT&T
T
$163B
$2.51M 0.14%
123,128
-7,706
-6% -$162K
SON icon
104
Sonoco
SON
$5.74B
$2.39M 0.13%
40,116
-280
-0.7% -$17.9K
AMAT icon
105
Applied Materials
AMAT
$428B
$2.32M 0.13%
18,044
-1,621
-8% -$220K
UPS icon
106
United Parcel Service
UPS
$88.9B
$2.31M 0.13%
12,683
-1,028
-7% -$203K
EZM icon
107
WisdomTree US MidCap Fund
EZM
$956M
$2.3M 0.13%
44,277
+1,066
+2% +$56.1K
JHML icon
108
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
$2.3M 0.13%
42,288
-758
-2% -$42.3K
EPS icon
109
WisdomTree US LargeCap Fund
EPS
$1.65B
$2.27M 0.13%
49,284
+538
+1% +$25.5K
ABT icon
110
Abbott
ABT
$187B
$2.24M 0.13%
18,964
+27
+0.1% +$3.32K
COST icon
111
Costco
COST
$420B
$2.23M 0.12%
4,955
+507
+11% +$223K
INTC icon
112
Intel
INTC
$513B
$2.2M 0.12%
41,350
-93
-0.2% -$5.04K
XLK icon
113
State Street Technology Select Sector SPDR ETF
XLK
$123B
$2.17M 0.12%
29,124
+5,982
+26% +$462K
MGK icon
114
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$2.11M 0.12%
44,990
+1,325
+3% +$64.1K
PM icon
115
Philip Morris
PM
$295B
$2.05M 0.11%
21,617
+325
+2% +$32.7K
IWD icon
116
iShares Russell 1000 Value ETF
IWD
$83.9B
$2.03M 0.11%
12,963
+856
+7% +$137K
VB icon
117
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$2.01M 0.11%
9,183
-218
-2% -$48.5K
WMT icon
118
Walmart Inc
WMT
$890B
$2M 0.11%
43,080
-1,371
-3% -$66.1K
TSLA icon
119
Tesla
TSLA
$1.3T
$2M 0.11%
7,731
-351
-4% -$82.6K
META icon
120
Meta Platforms (Facebook)
META
$1.51T
$1.96M 0.11%
5,787
-948
-14% -$341K
D icon
121
Dominion Energy
D
$59.3B
$1.96M 0.11%
26,788
-555
-2% -$42.3K
CRM icon
122
Salesforce
CRM
$158B
$1.9M 0.11%
7,010
-2,031
-22% -$516K
FNDX icon
123
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$1.88M 0.1%
104,298
-40,701
-28% -$747K
PKW icon
124
Invesco BuyBack Achievers ETF
PKW
$1.76B
$1.87M 0.1%
20,756
-435
-2% -$40K
CSX icon
125
CSX Corp
CSX
$93.1B
$1.85M 0.1%
62,098
-1,072
-2% -$34.3K
3 4
5
6 7

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.