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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPTL
1176
Global X Funds Global X Morningstar Capital Allocation Leaders ETF
CPTL
$120M
$11K ﹤0.01%
363
-363
-50% -$11.7K
MGEE icon
1177
MGE Energy Inc
MGEE
$3.06B
$11K ﹤0.01%
150
– –
MSCI icon
1178
MSCI
MSCI
$40.9B
$11K ﹤0.01%
19
+1
+6% +$611
OLLI icon
1179
Ollie's Bargain Outlet
OLLI
$4.79B
$11K ﹤0.01%
193
+18
+10% +$1.46K
OMC icon
1180
Omnicom Group
OMC
$23.5B
$11K ﹤0.01%
159
+23
+17% +$1.71K
PUK icon
1181
Prudential
PUK
$34.1B
$11K ﹤0.01%
302
+5
+2% +$193
RCI icon
1182
Rogers Communications
RCI
$19.1B
$11K ﹤0.01%
248
+151
+156% +$7.6K
RDIV icon
1183
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
$11K ﹤0.01%
306
– –
RYAAY icon
1184
Ryanair
RYAAY
$30.8B
$11K ﹤0.01%
268
+3
+1% +$130
SA
1185
Seabridge Gold
SA
$3.39B
$11K ﹤0.01%
713
– –
SKY icon
1186
Champion Homes
SKY
$5.14B
$11K ﹤0.01%
+189
New +$11.2K
SMFG icon
1187
Sumitomo Mitsui Financial
SMFG
$160B
$11K ﹤0.01%
1,674
+103
+7% +$717
SPH icon
1188
Suburban Propane Partners
SPH
$1.18B
$11K ﹤0.01%
763
– –
SPTL icon
1189
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$11K ﹤0.01%
281
+81
+41% +$3.44K
SRLN icon
1190
State Street Blackstone Senior Loan ETF
SRLN
$5.35B
$11K ﹤0.01%
245
+30
+14% +$1.38K
SSNC icon
1191
SS&C Technologies
SSNC
$18.8B
$11K ﹤0.01%
172
– –
SU icon
1192
Suncor Energy
SU
$74.2B
$11K ﹤0.01%
568
– –
TRU icon
1193
TransUnion
TRU
$15.4B
$11K ﹤0.01%
105
– –
URE icon
1194
ProShares Ultra Real Estate
URE
$57.8M
$11K ﹤0.01%
131
– –
URBN icon
1195
Urban Outfitters
URBN
$6.74B
$11K ﹤0.01%
400
– –
MRO
1196
DELISTED
Marathon Oil Corporation
MRO
$11K ﹤0.01%
862
+75
+10% +$904
TWOU
1197
DELISTED
2U Inc
TWOU
$11K ﹤0.01%
12
– –
ZEV
1198
DELISTED
Lightning eMotors, Inc.
ZEV
$11K ﹤0.01%
+65
New +$10.4K
BSJM
1199
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$11K ﹤0.01%
490
– –
AMX icon
1200
America Movil
AMX
$70.1B
$10K ﹤0.01%
599
-284
-32% -$4.9K
46 47
48
49 50

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RFA
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.