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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CXT icon
1176
Crane NXT
CXT
$3.07B
$5K ﹤0.01%
199
+150
+306% +$4.19K
EIS icon
1177
iShares MSCI Israel ETF
EIS
$903M
$5K ﹤0.01%
100
– –
ENOV icon
1178
Enovis
ENOV
$1.53B
$5K ﹤0.01%
102
– –
EWU icon
1179
iShares MSCI United Kingdom ETF
EWU
$4.16B
$5K ﹤0.01%
185
– –
EXI icon
1180
iShares Global Industrials ETF
EXI
$1.48B
$5K ﹤0.01%
65
– –
FFIV icon
1181
F5
FFIV
$22.7B
$5K ﹤0.01%
38
– –
IJT icon
1182
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$5K ﹤0.01%
62
– –
IVR icon
1183
Invesco Mortgage Capital
IVR
$805M
$5K ﹤0.01%
35
– –
LBRDA icon
1184
Liberty Broadband Class A
LBRDA
$5.16B
$5K ﹤0.01%
55
– –
LEA icon
1185
Lear
LEA
$8.18B
$5K ﹤0.01%
45
-45
-50% -$5.47K
LECO icon
1186
Lincoln Electric
LECO
$15.4B
$5K ﹤0.01%
63
– –
MQY icon
1187
BlackRock MuniYield Quality Fund
MQY
$817M
$5K ﹤0.01%
335
– –
MSCI icon
1188
MSCI
MSCI
$40.9B
$5K ﹤0.01%
23
– –
NCV
1189
Virtus Convertible & Income Fund
NCV
$390M
$5K ﹤0.01%
247
– –
NOV icon
1190
NOV
NOV
$7B
$5K ﹤0.01%
266
-100
-27% -$2.13K
PCRX icon
1191
Pacira BioSciences
PCRX
$997M
$5K ﹤0.01%
150
– –
PGEN icon
1192
Precigen
PGEN
$2.59B
$5K ﹤0.01%
1,000
– –
PGJ icon
1193
Invesco Golden Dragon China ETF
PGJ
$98.7M
$5K ﹤0.01%
155
– –
PINC
1194
DELISTED
Premier
PINC
$5K ﹤0.01%
196
– –
PINS icon
1195
Pinterest
PINS
$13.4B
$5K ﹤0.01%
+200
New +$5.99K
PJP icon
1196
Invesco Pharmaceuticals ETF
PJP
$498M
$5K ﹤0.01%
104
– –
PSF icon
1197
Cohen & Steers Select Preferred & Income Fund
PSF
$236M
$5K ﹤0.01%
200
– –
PSP icon
1198
Invesco Global Listed Private Equity ETF
PSP
$246M
$5K ﹤0.01%
85
+1
+1% +$60
PZZA icon
1199
Papa John's
PZZA
$806M
$5K ﹤0.01%
100
– –
RLI icon
1200
RLI Corp
RLI
$5.89B
$5K ﹤0.01%
118
– –
46 47
48
49 50

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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.