Carroll Financial Associates’s Invesco Golden Dragon China ETF PGJ Stock Holding History

Carroll Financial Associates’s Portfolio PGJ Stock Details PGJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-155	Closed	-$6K	–	1617
2019 Q4	$6K	Hold	155	–	–	﹤0.01%	1213
2019 Q3	$5K	Hold	155	–	–	﹤0.01%	1194
2019 Q2	$5K	Hold	155	–	–	﹤0.01%	1206
2019 Q1	$6K	Hold	155	–	–	﹤0.01%	1078
2018 Q4	$5K	Hold	155	–	–	﹤0.01%	1032
2018 Q3	$5K	Hold	155	–	–	﹤0.01%	1086
2018 Q2	$7K	Hold	155	–	–	﹤0.01%	953
2018 Q1	$7K	Sell	155 -100	-39%	-$4.81K	﹤0.01%	934
2017 Q4	$11K	Sell	255 -85	-25%	-$3.75K	﹤0.01%	805
2017 Q3	$15K	Hold	340	–	–	﹤0.01%	732
2017 Q2	$12K	Hold	340	–	–	﹤0.01%	800
2017 Q1	$11K	Hold	340	–	–	﹤0.01%	801
2016 Q4	$9K	Buy	+340	New	+$10.7K	﹤0.01%	820
2014 Q2	–	Sell	-568	Closed	-$17K	–	938
2014 Q1	$17K	Buy	+568	New	+$17.4K	0.01%	448
2013 Q4	–	Sell	-568	Closed	-$16K	–	862
2013 Q3	$16K	Buy	+568	New	+$14.2K	0.01%	456

Other funds holding PGJ

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

TAM

Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return

Carroll Financial Associates's PGJ Position: Q1 2020 in Review

Carroll Financial Associates sold out of Invesco Golden Dragon China ETF (PGJ) in Q1 2020, closing a stake of 155 shares — an estimated $6K sold.

Carroll Financial Associates first reported a position in PGJ in Q3 2013 and held it in 15 quarters. The position peaked at $17K in Q1 2014. 44 funds tracked by Wall St. Rank hold PGJ as of Q1 2020.

Carroll Financial Associates reported no remaining Invesco Golden Dragon China ETF position as of Q1 2020 after selling out during the quarter.
Carroll Financial Associates sold 155 Invesco Golden Dragon China ETF shares in Q1 2020, an estimated $6K.
Carroll Financial Associates first reported a position in Invesco Golden Dragon China ETF in Q3 2013 and held it in 15 quarters.
Carroll Financial Associates's Invesco Golden Dragon China ETF position peaked at $17K in Q1 2014.
44 funds tracked by Wall St. Rank held Invesco Golden Dragon China ETF as of Q1 2020.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.