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Invesco Golden Dragon China ETF

38 hedge funds and large institutions have $58.8M invested in Invesco Golden Dragon China ETF in 2013 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

40% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 10

23% more call options, than puts

Call options by funds: $1.02M | Put options by funds: $825K

12% more funds holding

Funds holding: 3438 (+4)

2% more capital invested

Capital invested by funds: $57.9M → $58.8M (+$892K)

2.89% less ownership

Funds ownership: 21.02%18.13% (-2.9%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
1.1%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
14
Reduced
10
Closed
7
Calls
$1.02M
Puts
$825K
Net Calls
+$191K
Net Calls Change
+$191K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$11.9M -$4.03M -137,902 -26%
Morgan Stanley
2
Morgan Stanley
New York
$10.4M +$1.1M +37,646 +12%
NCM
3
Niemann Capital Management
Nevada
$6.38M -$243K -8,317 -4%
DSAM
4
Dock Street Asset Management
Florida
$3.48M +$3.35M +114,742 New
Bank of America
5
Bank of America
North Carolina
$2.95M -$452K -15,459 -14%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$2.7M +$2.34M +80,130 +908%
TL
7
Tirschwell & Loewy
New York
$2.61M -$228K -7,800 -8%
Invesco
8
Invesco
Georgia
$2.54M -$29.2K -1,000 -1%
LPL Financial
9
LPL Financial
California
$2.31M +$91.3K +3,126 +4%
FIG
10
FundX Investment Group
California
$2.03M +$1.96M +67,011 New
SI
11
SII Investments
Wisconsin
$1.56M +$120K +4,125 +9%
Goldman Sachs
12
Goldman Sachs
New York
$1.18M +$584 +20 +0.1%
BFEC
13
Benjamin F. Edwards & Company
Missouri
$969K +$934K +31,975 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$934K +$81.5K +2,789 +10%
DR
15
Davis Rea
Ontario, Canada
$864K +$314K +10,760 +61%
B
16
Baird
Wisconsin
$851K +$56.8K +1,946 +7%
U
17
UBS
Switzerland
$803K +$316K +10,823 +69%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$607K -$69K -2,363 -11%
ACM
19
Avalon Capital Management
California
$602K +$580K +19,850 New
Jane Street
20
Jane Street
New York
$587K +$565K +19,348 New
VKH
21
Virtu KCG Holdings
New York
$507K +$488K +16,696 New
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$478K +$313K +10,718 +212%
Ameriprise
23
Ameriprise
Minnesota
$410K +$38.8K +1,329 +10%
CA
24
Cetera Advisors
Colorado
$288K +$278K +9,520 New
Verition Fund Management
25
Verition Fund Management
Connecticut
$226K -$115K -3,940 -35%

PGJ Hedge Fund Activity: Q4 2013 in Review

38 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Invesco Golden Dragon China ETF (PGJ) for Q4 2013, worth a combined $58.8M — up 1.5% from $57.9M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new PGJ positions and 7 closed out — a net gain of 4 holders — while 14 added to existing stakes and 10 trimmed.

The largest buyer was Dock Street Asset Management, opening a new position worth an estimated $3.35M. The largest seller was Cumberland Advisors, exiting entirely with an estimated $4.66M sold.

  • 38 institutional investors held Invesco Golden Dragon China ETF (PGJ) as of Q4 2013, up from 34 in Q3 2013.
  • Funds reported $58.8M of Invesco Golden Dragon China ETF stock for Q4 2013, up 1.5% quarter-over-quarter.
  • 11 funds opened new Invesco Golden Dragon China ETF positions in Q4 2013 and 7 closed out, a net change of +4 holders.
  • The largest Invesco Golden Dragon China ETF buyer in Q4 2013 was Dock Street Asset Management, an estimated $3.35M added.
  • The largest Invesco Golden Dragon China ETF seller in Q4 2013 was Cumberland Advisors, an estimated $4.66M sold.

Based on aggregated 13F filings for Q4 2013.