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Invesco Golden Dragon China ETF

45 hedge funds and large institutions have $44.4M invested in Invesco Golden Dragon China ETF in 2014 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 7 increasing their positions, 15 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

7% more funds holding

Funds holding: 4245 (+3)

3.93% less ownership

Funds ownership: 23.85%19.91% (-3.9%)

13% less call options, than puts

Call options by funds: $443K | Put options by funds: $512K

36% less capital invested

Capital invested by funds: $69.4M → $44.4M (-$25.1M)

53% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 15

Holders
45
Holders Change
+3
Holders Change %
+7.14%
% of All Funds
1.2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
7
Reduced
15
Closed
8
Calls
$443K
Puts
$512K
Net Calls
-$69K
Net Calls Change
+$115K
Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
1
Stifel Financial
Missouri
$7.46M -$363K -12,261 -4%
HCMT
2
Highland Capital Management (Texas)
Texas
$5.57M -$5.91M -200,000 -50%
Goldman Sachs
3
Goldman Sachs
New York
$4.4M -$37.5K -1,267 -0.8%
Wells Fargo
4
Wells Fargo
California
$3.92M -$10.8M -364,035 -72%
Morgan Stanley
5
Morgan Stanley
New York
$2.59M -$155K -5,256 -5%
Bank of America
6
Bank of America
North Carolina
$2.26M -$15.7K -532 -0.7%
CIBC Private Wealth Group
7
CIBC Private Wealth Group
Georgia
$2.21M -$118K -4,000 -5%
VKH
8
Virtu KCG Holdings
New York
$2.09M +$179K +6,061 +9%
TAM
9
Tocqueville Asset Management
New York
$1.65M +$1.75M +59,175 New
LPL Financial
10
LPL Financial
California
$1.63M +$123K +4,167 +8%
DR
11
Davis Rea
Ontario, Canada
$1.02M
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.02M -$369K -12,475 -25%
Jane Street
13
Jane Street
New York
$954K +$255K +8,636 +34%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$949K -$572K -19,357 -36%
BGIM
15
Brandywine Global Investment Management
Pennsylvania
$892K +$946K +32,000 New
IIA
16
IPG Investment Advisors
California
$613K +$651K +22,000 New
LA
17
LVW Advisors
New York
$566K +$601K +20,319 New
Citadel Advisors
18
Citadel Advisors
Florida
$564K +$404K +13,652 +207%
Ameriprise
19
Ameriprise
Minnesota
$538K -$2.07K -70 -0.4%
PI
20
Placemark Investments
Illinois
$467K -$47.8K -1,618 -9%
UBS Group
21
UBS Group
Switzerland
$394K +$418K +14,151 New
Citigroup
22
Citigroup
New York
$353K -$747K -25,258 -67%
Millennium Management
23
Millennium Management
New York
$328K +$349K +11,789 New
CFS
24
Commonwealth Financial Services
West Virginia
$312K +$332K +11,216 New
US Bancorp
25
US Bancorp
Minnesota
$236K

PGJ Hedge Fund Activity: Q4 2014 in Review

45 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Invesco Golden Dragon China ETF (PGJ) for Q4 2014, worth a combined $44.4M — down 36% from $69.4M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new PGJ positions and 8 closed out — a net gain of 5 holders — while 7 added to existing stakes and 15 trimmed.

The largest buyer was Tocqueville Asset Management, opening a new position worth an estimated $1.75M. The largest seller was Wells Fargo, cutting an estimated $10.8M.

  • 45 institutional investors held Invesco Golden Dragon China ETF (PGJ) as of Q4 2014, up from 42 in Q3 2014.
  • Funds reported $44.4M of Invesco Golden Dragon China ETF stock for Q4 2014, down 36% quarter-over-quarter.
  • 13 funds opened new Invesco Golden Dragon China ETF positions in Q4 2014 and 8 closed out, a net change of +5 holders.
  • The largest Invesco Golden Dragon China ETF buyer in Q4 2014 was Tocqueville Asset Management, an estimated $1.75M added.
  • The largest Invesco Golden Dragon China ETF seller in Q4 2014 was Wells Fargo, an estimated $10.8M sold.

Based on aggregated 13F filings for Q4 2014.