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Invesco Golden Dragon China ETF

42 hedge funds and large institutions have $69.4M invested in Invesco Golden Dragon China ETF in 2014 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

88% more capital invested

Capital invested by funds: $36.8M → $69.4M (+$32.6M)

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

14% more funds holding

Funds holding: 3742 (+5)

8.95% more ownership

Funds ownership: 14.9%23.85% (+8.9%)

32% less call options, than puts

Call options by funds: $399K | Put options by funds: $583K

Holders
42
Holders Change
+5
Holders Change %
+13.51%
% of All Funds
1.22%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
14
Reduced
9
Closed
4
Calls
$399K
Puts
$583K
Net Calls
-$184K
Net Calls Change
-$462K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$15.2M +$7.03M +220,880 +78%
HCMT
2
Highland Capital Management (Texas)
Texas
$12M +$12.7M +400,000 New
Stifel Financial
3
Stifel Financial
Missouri
$8.42M +$8.92M +280,315 New
Goldman Sachs
4
Goldman Sachs
New York
$4.78M +$4.82M +151,532 +1,962%
DSAM
5
Dock Street Asset Management
Florida
$4M +$298K +9,358 +8%
Morgan Stanley
6
Morgan Stanley
New York
$2.95M +$281K +8,820 +10%
CIBC Private Wealth Group
7
CIBC Private Wealth Group
Georgia
$2.5M +$15.9K +500 +0.6%
Bank of America
8
Bank of America
North Carolina
$2.45M -$260K -8,171 -9%
VKH
9
Virtu KCG Holdings
New York
$2.07M -$1.23M -38,525 -36%
CA
10
Cumberland Advisors
Florida
$2.07M +$2.2M +69,050 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.6M +$1.57M +49,255 +1,172%
LPL Financial
12
LPL Financial
California
$1.58M -$235K -7,398 -12%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$1.47M -$2.3M -72,414 -60%
Citigroup
14
Citigroup
New York
$1.14M +$626K +19,689 +108%
DR
15
Davis Rea
Ontario, Canada
$1.11M
Jane Street
16
Jane Street
New York
$769K -$142K -4,479 -15%
IPC
17
Independent Portfolio Consultants
Florida
$677K -$175K -5,490 -20%
Ameriprise
18
Ameriprise
Minnesota
$582K +$23.7K +745 +4%
JP Morgan Chase
19
JP Morgan Chase
New York
$558K +$254K +7,997 +76%
PI
20
Placemark Investments
Illinois
$552K -$53.2K -1,672 -8%
Verition Fund Management
21
Verition Fund Management
Connecticut
$450K +$477K +14,998 New
M&T Bank
22
M&T Bank
New York
$435K +$461K +14,500 New
U
23
UBS
Switzerland
$420K -$436K -13,699 -50%
US Bancorp
24
US Bancorp
Minnesota
$254K +$244K +7,670 +971%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$241K +$14.3K +450 +6%

PGJ Hedge Fund Activity: Q3 2014 in Review

42 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Invesco Golden Dragon China ETF (PGJ) for Q3 2014, worth a combined $69.4M — up 88% from $36.8M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new PGJ positions and 4 closed out — a net gain of 5 holders — while 14 added to existing stakes and 9 trimmed.

The largest buyer was Highland Capital Management (Texas), opening a new position worth an estimated $12.7M. The largest seller was Susquehanna International Group, cutting an estimated $2.3M.

  • 42 institutional investors held Invesco Golden Dragon China ETF (PGJ) as of Q3 2014, up from 37 in Q2 2014.
  • Funds reported $69.4M of Invesco Golden Dragon China ETF stock for Q3 2014, up 88% quarter-over-quarter.
  • 9 funds opened new Invesco Golden Dragon China ETF positions in Q3 2014 and 4 closed out, a net change of +5 holders.
  • The largest Invesco Golden Dragon China ETF buyer in Q3 2014 was Highland Capital Management (Texas), an estimated $12.7M added.
  • The largest Invesco Golden Dragon China ETF seller in Q3 2014 was Susquehanna International Group, an estimated $2.3M sold.

Based on aggregated 13F filings for Q3 2014.