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Invesco Golden Dragon China ETF

34 hedge funds and large institutions have $57.9M invested in Invesco Golden Dragon China ETF in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

87% more capital invested

Capital invested by funds: $30.9M → $57.9M (+$27M)

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

6% more funds holding

Funds holding: 3234 (+2)

4.34% more ownership

Funds ownership: 16.68%21.02% (+4.3%)

10% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 10

Holders
34
Holders Change
+2
Holders Change %
+6.25%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
9
Reduced
10
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$15.2M +$4.62M +184,292 +53%
Morgan Stanley
2
Morgan Stanley
New York
$8.72M +$5.73M +228,523 +301%
NCM
3
Niemann Capital Management
Nevada
$6.27M +$5.48M +218,654 New
CA
4
Cumberland Advisors
Florida
$4.66M -$622K -24,810 -13%
Bank of America
5
Bank of America
North Carolina
$3.23M +$98.6K +3,935 +4%
SMM
6
Stadion Money Management
Georgia
$3.15M +$2.76M +110,081 New
TL
7
Tirschwell & Loewy
New York
$2.69M -$18.8K -750 -0.8%
Invesco
8
Invesco
Georgia
$2.43M -$1.59M -63,267 -43%
LPL Financial
9
LPL Financial
California
$2.16M +$1.03M +40,983 +127%
JGUA
10
John G. Ullman & Associates
New York
$1.61M -$46.4K -1,850 -3%
SI
11
SII Investments
Wisconsin
$1.36M +$1.19M +47,456 New
Goldman Sachs
12
Goldman Sachs
New York
$1.12M -$384K -15,334 -28%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$803K +$11.6K +464 +2%
B
14
Baird
Wisconsin
$748K +$654K +26,106 New
CIBC World Market
15
CIBC World Market
Ontario, Canada
$663K +$580K +23,129 New
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$642K -$12.5K -499 -2%
DR
17
Davis Rea
Ontario, Canada
$508K -$16.3K -650 -4%
U
18
UBS
Switzerland
$449K +$70.1K +2,795 +22%
Ameriprise
19
Ameriprise
Minnesota
$366K +$42.4K +1,692 +15%
Verition Fund Management
20
Verition Fund Management
Connecticut
$327K +$286K +11,396 New
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$253K -$1.45M -57,728 -87%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$145K +$127K +5,056 New
Citigroup
23
Citigroup
New York
$95K -$25 -1 -0%
TF
24
Tompkins Financial
New York
$80K
Deutsche Bank
25
Deutsche Bank
Germany
$40K -$215K -8,575 -86%

PGJ Hedge Fund Activity: Q3 2013 in Review

34 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Invesco Golden Dragon China ETF (PGJ) for Q3 2013, worth a combined $57.9M — up 87% from $30.9M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new PGJ positions and 6 closed out — a net gain of 3 holders — while 9 added to existing stakes and 10 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.73M. The largest seller was Jane Street, exiting entirely with an estimated $2.63M sold.

  • 34 institutional investors held Invesco Golden Dragon China ETF (PGJ) as of Q3 2013, up from 32 in Q2 2013.
  • Funds reported $57.9M of Invesco Golden Dragon China ETF stock for Q3 2013, up 87% quarter-over-quarter.
  • 9 funds opened new Invesco Golden Dragon China ETF positions in Q3 2013 and 6 closed out, a net change of +3 holders.
  • The largest Invesco Golden Dragon China ETF buyer in Q3 2013 was Morgan Stanley, an estimated $5.73M added.
  • The largest Invesco Golden Dragon China ETF seller in Q3 2013 was Jane Street, an estimated $2.63M sold.

Based on aggregated 13F filings for Q3 2013.