Verition Fund Management’s Invesco Golden Dragon China ETF PGJ Stock Holding History

Verition Fund Management’s Portfolio PGJ Stock Details PGJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-14,998	Closed	-$450K	–	589
2014 Q3	$450K	Buy	+14,998	New	+$477K	0.06%	266
2014 Q2	–	Sell	-12,744	Closed	-$383K	–	755
2014 Q1	$383K	Buy	12,744 +5,288	+71%	+$162K	0.06%	225
2013 Q4	$226K	Sell	7,456 -3,940	-35%	-$115K	0.04%	356
2013 Q3	$327K	Buy	+11,396	New	+$286K	0.05%	308

Other funds holding PGJ

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

HCMT

Highland Capital Management (Texas) Dallas, Texas $39M AUM

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

TAM

Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Verition Fund Management's PGJ Position: Q4 2014 in Review

Verition Fund Management sold out of Invesco Golden Dragon China ETF (PGJ) in Q4 2014, closing a stake of 14,998 shares — an estimated $450K sold.

Verition Fund Management first reported a position in PGJ in Q3 2013 and held it in 4 quarters. The position peaked at $450K in Q3 2014. 45 funds tracked by Wall St. Rank hold PGJ as of Q4 2014.

Verition Fund Management reported no remaining Invesco Golden Dragon China ETF position as of Q4 2014 after selling out during the quarter.
Verition Fund Management sold 14,998 Invesco Golden Dragon China ETF shares in Q4 2014, an estimated $450K.
Verition Fund Management first reported a position in Invesco Golden Dragon China ETF in Q3 2013 and held it in 4 quarters.
Verition Fund Management's Invesco Golden Dragon China ETF position peaked at $450K in Q3 2014.
45 funds tracked by Wall St. Rank held Invesco Golden Dragon China ETF as of Q4 2014.

Based on Verition Fund Management's 13F filing for Q4 2014, filed 13 Feb 2015.