CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$598M
Cap. Flow
+$43.1M
Cap. Flow %
7.21%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
275
Reduced
180
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TU icon
1176
Telus
TU
$25B
– –
0
– –
TXRH icon
1177
Texas Roadhouse
TXRH
$11.4B
$0 ﹤0.01%
11
– –
UHS icon
1178
Universal Health Services
UHS
$11.6B
– –
-27
Closed -$3K
USA icon
1179
Liberty All-Star Equity Fund
USA
$1.92B
$0 ﹤0.01%
95
+1
+1% –
VALE icon
1180
Vale
VALE
$43.3B
$0 ﹤0.01%
26
– –
VC icon
1181
Visteon
VC
$3.36B
$0 ﹤0.01%
7
– –
PE
1182
DELISTED
PARSLEY ENERGY INC
PE
$0 ﹤0.01%
24
– –
JE
1183
DELISTED
Just Energy Group Inc
JE
– –
-100
Closed –
JCP
1184
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
25
– –
SPNE
1185
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
$0 ﹤0.01%
4
– –
STON
1186
DELISTED
StoneMor Inc.
STON
– –
-50
Closed -$1K
PBCT
1187
DELISTED
People's United Financial Inc
PBCT
$0 ﹤0.01%
14
– –
CONE
1188
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-15
Closed –
ECHO
1189
DELISTED
Echo Global Logistics, Inc.
ECHO
– –
-232
Closed -$6K
IPHI
1190
DELISTED
INPHI CORPORATION
IPHI
– –
-9
Closed –
AMN icon
1191
AMN Healthcare
AMN
$793M
$0 ﹤0.01%
15
– –
ARE icon
1192
Alexandria Real Estate Equities
ARE
$13.9B
$0 ﹤0.01%
5
– –
AVNW icon
1193
Aviat Networks
AVNW
$286M
– –
-20
Closed –
BB icon
1194
BlackBerry
BB
$2.21B
$0 ﹤0.01%
15
– –
BF.B icon
1195
Brown-Forman Class B
BF.B
$13.7B
– –
0
– –
BLDP
1196
Ballard Power Systems
BLDP
$574M
$0 ﹤0.01%
600
– –
BMRN icon
1197
BioMarin Pharmaceuticals
BMRN
$11.2B
– –
-18
Closed -$1K
BRW
1198
Saba Capital Income & Opportunities Fund
BRW
$353M
– –
-3,159
Closed -$15K
BSET icon
1199
Bassett Furniture
BSET
$147M
$0 ﹤0.01%
6
– –
CAKE icon
1200
Cheesecake Factory
CAKE
$3.03B
– –
-60
Closed -$3K
46 47
48
49 50