Carroll Financial Associates’s Pioneer Floating Rate Fund PHD Stock Holding History

Carroll Financial Associates’s Portfolio PHD Stock Details PHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-6	Closed	–	–	1196
2016 Q3	$0	Hold	6	–	–	﹤0.01%	1191
2016 Q2	$0	Hold	6	–	–	﹤0.01%	1191
2016 Q1	$0	Hold	6	–	–	﹤0.01%	1191
2015 Q4	$0	Hold	6	–	–	﹤0.01%	1137
2015 Q3	$0	Hold	6	–	–	﹤0.01%	1138
2015 Q2	$0	Buy	+6	New	+$70	﹤0.01%	1112
2014 Q4	–	Sell	-6	Closed	–	–	834
2014 Q3	$0	Sell	6 -37	-86%	-$451	﹤0.01%	912
2014 Q2	$1K	Hold	43	–	–	﹤0.01%	863
2014 Q1	$1K	Buy	43 +37	+617%	+$475	﹤0.01%	814
2013 Q4	$0	Sell	6 -37	-86%	-$460	﹤0.01%	863
2013 Q3	$0	Buy	43 +37	+617%	+$476	﹤0.01%	838
2013 Q2	$0	Buy	+6	New	+$82	﹤0.01%	669

Other funds holding PHD

Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $72.7B AUM 39.36% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

CFA

Camarda Financial Advisors Fleming Island, Florida $331M AUM 81.85% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7B AUM 14.85% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.18B AUM 22.58% 1-Year Est. Return

Carroll Financial Associates's PHD Position: Q4 2016 in Review

Carroll Financial Associates sold out of Pioneer Floating Rate Fund (PHD) in Q4 2016, closing a stake of 6 shares.

Carroll Financial Associates first reported a position in PHD in Q2 2013 and held it in 12 quarters. The position peaked at $1K in Q2 2014. 55 funds tracked by Wall St. Rank hold PHD as of Q4 2016.

Carroll Financial Associates reported no remaining Pioneer Floating Rate Fund position as of Q4 2016 after selling out during the quarter.
Carroll Financial Associates sold 6 Pioneer Floating Rate Fund shares in Q4 2016.
Carroll Financial Associates first reported a position in Pioneer Floating Rate Fund in Q2 2013 and held it in 12 quarters.
Carroll Financial Associates's Pioneer Floating Rate Fund position peaked at $1K in Q2 2014.
55 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q4 2016.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.