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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THO icon
1126
Thor Industries
THO
$4.23B
$13K ﹤0.01%
114
– –
UBSI icon
1127
United Bankshares
UBSI
$6.62B
$13K ﹤0.01%
369
-246
-40% -$8.6K
VDE icon
1128
Vanguard Energy ETF
VDE
$10.4B
$13K ﹤0.01%
187
– –
XSOE icon
1129
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.08B
$13K ﹤0.01%
374
– –
QVCGA
1130
DELISTED
QVC Group Inc Series A
QVCGA
$13K ﹤0.01%
26
– –
HEP
1131
DELISTED
Holly Energy Partners, L.P.
HEP
$13K ﹤0.01%
721
– –
WWE
1132
DELISTED
World Wrestling Entertainment
WWE
$13K ﹤0.01%
232
+32
+16% +$1.67K
AXS icon
1133
AXIS Capital
AXS
$7.38B
$12K ﹤0.01%
280
+80
+40% +$3.97K
BCS icon
1134
Barclays
BCS
$93.9B
$12K ﹤0.01%
1,259
– –
BEP icon
1135
Brookfield Renewable
BEP
$10.2B
$12K ﹤0.01%
337
– –
BNTX icon
1136
BioNTech
BNTX
$23.3B
$12K ﹤0.01%
45
-957
-96% -$304K
CC icon
1137
Chemours
CC
$2.27B
$12K ﹤0.01%
420
-20
-5% -$647
CHH icon
1138
Choice Hotels
CHH
$4.62B
$12K ﹤0.01%
100
– –
CMG icon
1139
Chipotle Mexican Grill
CMG
$40.6B
$12K ﹤0.01%
350
– –
CSQ icon
1140
Calamos Strategic Total Return Fund
CSQ
$3.35B
$12K ﹤0.01%
733
– –
HEZU icon
1141
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$586M
$12K ﹤0.01%
345
– –
IDLV icon
1142
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
$12K ﹤0.01%
401
+2
+0.5% +$63
JKHY icon
1143
Jack Henry & Associates
JKHY
$11B
$12K ﹤0.01%
74
+11
+17% +$1.89K
KMPR icon
1144
Kemper
KMPR
$1.56B
$12K ﹤0.01%
180
– –
KXI icon
1145
iShares Global Consumer Staples ETF
KXI
$1.06B
$12K ﹤0.01%
212
– –
MAA icon
1146
Mid-America Apartment Communities
MAA
$15.3B
$12K ﹤0.01%
67
-27
-29% -$5.07K
POOL icon
1147
Pool Corp
POOL
$7.32B
$12K ﹤0.01%
28
-3
-10% -$1.42K
REG icon
1148
Regency Centers
REG
$13.9B
$12K ﹤0.01%
187
– –
RING icon
1149
iShares MSCI Global Gold Miners ETF
RING
$2.44B
$12K ﹤0.01%
505
– –
WAB icon
1150
Wabtec
WAB
$50B
$12K ﹤0.01%
140
-70
-33% -$6.03K
44 45
46
47 48

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.