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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PZZA icon
1101
Papa John's
PZZA
$801M
$14K ﹤0.01%
116
+16
+16% +$1.94K
SMG icon
1102
ScottsMiracle-Gro
SMG
$3.61B
$14K ﹤0.01%
98
– –
TRP icon
1103
TC Energy
TRP
$66.3B
$14K ﹤0.01%
300
– –
UHS icon
1104
Universal Health Services
UHS
$9.94B
$14K ﹤0.01%
104
– –
GAP
1105
The Gap Inc
GAP
$7.55B
$14K ﹤0.01%
635
– –
LGF.A
1106
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$14K ﹤0.01%
1,011
– –
AAL icon
1107
American Airlines Group
AAL
$10.1B
$13K ﹤0.01%
649
-34
-5% -$689
AVDE icon
1108
Avantis International Equity ETF
AVDE
$18.7B
$13K ﹤0.01%
+219
New +$14K
BBY icon
1109
Best Buy
BBY
$17.6B
$13K ﹤0.01%
130
+5
+4% +$562
BOND icon
1110
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.46B
$13K ﹤0.01%
120
– –
VISN
1111
Vistance Networks Inc
VISN
$2.7B
$13K ﹤0.01%
986
– –
DFS
1112
DELISTED
Discover Financial Services
DFS
$13K ﹤0.01%
106
+13
+14% +$1.63K
EWT icon
1113
iShares MSCI Taiwan ETF
EWT
$11.2B
$13K ﹤0.01%
+215
New +$13.7K
FNDE icon
1114
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.96B
$13K ﹤0.01%
429
+400
+1,379% +$12.7K
FTEC icon
1115
Fidelity MSCI Information Technology Index ETF
FTEC
$21.1B
$13K ﹤0.01%
+111
New +$13.6K
FWONK icon
1116
Liberty Media Series C
FWONK
$25.7B
$13K ﹤0.01%
276
– –
HCSG icon
1117
Healthcare Services Group
HCSG
$1.44B
$13K ﹤0.01%
557
– –
HPQ icon
1118
HP
HPQ
$26.6B
$13K ﹤0.01%
482
+1
+0.2% +$29
ITUB icon
1119
Itaú Unibanco
ITUB
$82.6B
$13K ﹤0.01%
3,414
– –
LEA icon
1120
Lear
LEA
$8.12B
$13K ﹤0.01%
88
+4
+5% +$655
MRVL icon
1121
Marvell Technology
MRVL
$191B
$13K ﹤0.01%
218
+42
+24% +$2.52K
POST icon
1122
Post Holdings
POST
$3.56B
$13K ﹤0.01%
189
-170
-47% -$12.1K
RCL icon
1123
Royal Caribbean
RCL
$82.2B
$13K ﹤0.01%
153
+3
+2% +$243
RMD icon
1124
ResMed
RMD
$32.6B
$13K ﹤0.01%
53
-534
-91% -$146K
SPB icon
1125
Spectrum Brands
SPB
$2.02B
$13K ﹤0.01%
144
– –
43 44
45
46 47

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.