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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSU icon
1076
BlackRock Debt Strategies Fund
DSU
$597M
$4K ﹤0.01%
436
– –
ENS icon
1077
EnerSys
ENS
$6.99B
$4K ﹤0.01%
+64
New +$5.19K
EUFN icon
1078
iShares MSCI Europe Financials ETF
EUFN
$4.3B
$4K ﹤0.01%
243
– –
FANG icon
1079
Diamondback Energy
FANG
$52.7B
$4K ﹤0.01%
+41
New +$4.58K
FBIN icon
1080
Fortune Brands Innovations
FBIN
$6.06B
$4K ﹤0.01%
+117
New +$4.42K
GDX icon
1081
VanEck Gold Miners ETF
GDX
$27.4B
$4K ﹤0.01%
215
– –
HHH icon
1082
Howard Hughes
HHH
$4.03B
$4K ﹤0.01%
48
+6
+14% +$624
ICF icon
1083
iShares Select U.S. REIT ETF
ICF
$2.11B
$4K ﹤0.01%
98
– –
JBHT icon
1084
JB Hunt Transport Services
JBHT
$25.2B
$4K ﹤0.01%
43
– –
KW
1085
DELISTED
Kennedy-Wilson Holdings
KW
$4K ﹤0.01%
212
+66
+45% +$1.27K
LBRDA icon
1086
Liberty Broadband Class A
LBRDA
$5.16B
$4K ﹤0.01%
57
– –
M icon
1087
Macy's
M
$6.68B
$4K ﹤0.01%
159
– –
MQY icon
1088
BlackRock MuniYield Quality Fund
MQY
$817M
$4K ﹤0.01%
335
– –
NEOG icon
1089
Neogen
NEOG
$2.5B
$4K ﹤0.01%
164
– –
PAG icon
1090
Penske Automotive Group
PAG
$14.2B
$4K ﹤0.01%
+97
New +$4.19K
PFG icon
1091
Principal Financial Group
PFG
$24.3B
$4K ﹤0.01%
100
– –
PSCT icon
1092
Invesco S&P SmallCap Information Technology ETF
PSCT
$517M
$4K ﹤0.01%
192
– –
PSP icon
1093
Invesco Global Listed Private Equity ETF
PSP
$246M
$4K ﹤0.01%
82
– –
PZZA icon
1094
Papa John's
PZZA
$806M
$4K ﹤0.01%
100
– –
RNRG icon
1095
Global X Renewable Energy Producers ETF
RNRG
$26.2M
$4K ﹤0.01%
139
-98,899
-100% -$3.43M
RWL icon
1096
Invesco S&P 500 Revenue ETF
RWL
$9.9B
$4K ﹤0.01%
100
– –
RYN icon
1097
Rayonier
RYN
$6.55B
$4K ﹤0.01%
192
– –
SCHB icon
1098
Schwab US Broad Market ETF
SCHB
$44.9B
$4K ﹤0.01%
432
– –
TRST
1099
Trustco Bank Corp NY
TRST
$938M
$4K ﹤0.01%
+130
New +$4.92K
URE icon
1100
ProShares Ultra Real Estate
URE
$59.7M
$4K ﹤0.01%
82
+1
+1% +$62
42 43
44
45 46

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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.