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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DPZ icon
1051
Domino's
DPZ
$11.8B
$16K ﹤0.01%
35
+4
+13% +$2.02K
EA
1052
DELISTED
Electronic Arts
EA
$16K ﹤0.01%
118
+12
+11% +$1.68K
EPP icon
1053
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
$16K ﹤0.01%
328
– –
FOXA icon
1054
Fox Class A
FOXA
$26.1B
$16K ﹤0.01%
409
+9
+2% +$331
GLU
1055
Gabelli Utility & Income Trust
GLU
$116M
$16K ﹤0.01%
847
-168
-17% -$3.56K
IR icon
1056
Ingersoll Rand
IR
$33B
$16K ﹤0.01%
330
– –
LYV icon
1057
Live Nation Entertainment
LYV
$42.7B
$16K ﹤0.01%
184
+16
+10% +$1.35K
ONEQ icon
1058
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.8B
$16K ﹤0.01%
+286
New +$16.5K
PCN
1059
PIMCO Corporate & Income Strategy Fund
PCN
$891M
$16K ﹤0.01%
900
– –
PENN icon
1060
PENN Entertainment
PENN
$2.57B
$16K ﹤0.01%
234
– –
RSG icon
1061
Republic Services
RSG
$65.9B
$16K ﹤0.01%
140
-298
-68% -$35.7K
BKI
1062
DELISTED
Black Knight, Inc. Common Stock
BKI
$16K ﹤0.01%
224
– –
FLOW
1063
DELISTED
SPX FLOW, Inc.
FLOW
$16K ﹤0.01%
223
+23
+12% +$1.75K
BBH icon
1064
VanEck Biotech ETF
BBH
$428M
$15K ﹤0.01%
76
– –
BIDU icon
1065
Baidu
BIDU
$35.9B
$15K ﹤0.01%
100
– –
CERT icon
1066
Certara
CERT
$1.24B
$15K ﹤0.01%
+457
New +$13.8K
FMX icon
1067
Fomento Económico Mexicano
FMX
$40.3B
$15K ﹤0.01%
182
– –
GRWG icon
1068
GrowGeneration
GRWG
$89.5M
$15K ﹤0.01%
612
– –
H icon
1069
Hyatt Hotels
H
$16.3B
$15K ﹤0.01%
198
-6
-3% -$452
HAS icon
1070
Hasbro
HAS
$13.7B
$15K ﹤0.01%
176
– –
HWM icon
1071
Howmet Aerospace
HWM
$112B
$15K ﹤0.01%
500
– –
IBN icon
1072
ICICI Bank
IBN
$107B
$15K ﹤0.01%
800
– –
IDRV icon
1073
iShares Self-Driving EV and Tech ETF
IDRV
$137M
$15K ﹤0.01%
321
– –
IPG
1074
DELISTED
Interpublic Group of Companies
IPG
$15K ﹤0.01%
427
+404
+1,757% +$14.5K
IRBT
1075
DELISTED
iRobot
IRBT
$15K ﹤0.01%
202
– –
41 42
43
44 45

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.