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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARA
1026
DELISTED
Paramount Global Class B
PARA
$18K ﹤0.01%
467
-6
-1% -$244
SPYC icon
1027
Simplify US Equity PLUS Convexity ETF
SPYC
$120M
$18K ﹤0.01%
600
– –
TAP icon
1028
Molson Coors Class B
TAP
$7.83B
$18K ﹤0.01%
405
-97
-19% -$4.74K
TPL icon
1029
Texas Pacific Land
TPL
$25.2B
$18K ﹤0.01%
135
– –
RSX
1030
DELISTED
VanEck Russia ETF
RSX
$18K ﹤0.01%
610
+110
+22% +$3.21K
BSCM
1031
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$18K ﹤0.01%
862
– –
BKD icon
1032
Brookdale Senior Living
BKD
$3B
$17K ﹤0.01%
2,716
– –
BLOK icon
1033
Amplify Blockchain Technology ETF
BLOK
$1.05B
$17K ﹤0.01%
392
– –
BTO
1034
John Hancock Financial Opportunities Fund
BTO
$809M
$17K ﹤0.01%
410
-1,500
-79% -$60.6K
CX icon
1035
Cemex
CX
$16.1B
$17K ﹤0.01%
2,459
-1,689
-41% -$13.3K
DXJ icon
1036
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
$17K ﹤0.01%
284
– –
ESGR
1037
DELISTED
Enstar Group
ESGR
$17K ﹤0.01%
73
– –
ESS icon
1038
Essex Property Trust
ESS
$18.2B
$17K ﹤0.01%
53
-45
-46% -$14.6K
FE icon
1039
FirstEnergy
FE
$27.1B
$17K ﹤0.01%
500
– –
MOAT icon
1040
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$17K ﹤0.01%
245
– –
MSM icon
1041
MSC Industrial Direct
MSM
$6.7B
$17K ﹤0.01%
219
+19
+10% +$1.61K
MTCH icon
1042
Match Group
MTCH
$8.45B
$17K ﹤0.01%
113
-176
-61% -$26.8K
MTD icon
1043
Mettler-Toledo International
MTD
$28.8B
$17K ﹤0.01%
13
+2
+18% +$3.01K
NEOG icon
1044
Neogen
NEOG
$2.51B
$17K ﹤0.01%
406
+38
+10% +$1.65K
PGR icon
1045
Progressive
PGR
$123B
$17K ﹤0.01%
196
-67
-25% -$6.39K
RSPN icon
1046
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$17K ﹤0.01%
480
– –
WCC
1047
WESCO International
WCC
$17.8B
$17K ﹤0.01%
150
– –
CERN
1048
DELISTED
Cerner Corp
CERN
$17K ﹤0.01%
243
+24
+11% +$1.85K
BIPC icon
1049
Brookfield Infrastructure
BIPC
$4.92B
$16K ﹤0.01%
405
+114
+39% +$4.99K
DOCU
1050
DocuSign
DOCU
$11.3B
$16K ﹤0.01%
66
-871
-93% -$251K
40 41
42
43 44

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.