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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KR icon
1026
Kroger
KR
$34.8B
$5K ﹤0.01%
210
– –
LITE icon
1027
Lumentum
LITE
$69.3B
$5K ﹤0.01%
+127
New +$6.25K
MTN icon
1028
Vail Resorts
MTN
$5.3B
$5K ﹤0.01%
27
+6
+29% +$1.48K
NCV
1029
Virtus Convertible & Income Fund
NCV
$390M
$5K ﹤0.01%
247
– –
PCRX icon
1030
Pacira BioSciences
PCRX
$997M
$5K ﹤0.01%
+150
New +$7K
PGJ icon
1031
Invesco Golden Dragon China ETF
PGJ
$98.7M
$5K ﹤0.01%
155
– –
PINC
1032
DELISTED
Premier
PINC
$5K ﹤0.01%
141
– –
PLD icon
1033
Prologis
PLD
$133B
$5K ﹤0.01%
89
– –
PRAA icon
1034
PRA Group
PRAA
$755M
$5K ﹤0.01%
194
-78
-29% -$2.33K
RDIV icon
1035
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
$5K ﹤0.01%
164
– –
RGA icon
1036
Reinsurance Group of America
RGA
$16.1B
$5K ﹤0.01%
37
– –
RWK icon
1037
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$5K ﹤0.01%
100
– –
SHG icon
1038
Shinhan Financial Group
SHG
$35.6B
$5K ﹤0.01%
158
– –
SNDR icon
1039
Schneider National
SNDR
$6.25B
$5K ﹤0.01%
+270
New +$5.79K
SPXC icon
1040
SPX Corp
SPXC
$10.8B
$5K ﹤0.01%
208
– –
SSL icon
1041
Sasol
SSL
$7.1B
$5K ﹤0.01%
192
– –
SUPN icon
1042
Supernus Pharmaceuticals
SUPN
$2.77B
$5K ﹤0.01%
+150
New +$6.45K
TLK icon
1043
Telkom Indonesia
TLK
$14.9B
$5K ﹤0.01%
209
– –
TNL icon
1044
Travel + Leisure Co
TNL
$4.7B
$5K ﹤0.01%
140
– –
VVV icon
1045
Valvoline
VVV
$4.51B
$5K ﹤0.01%
266
– –
WBD icon
1046
Warner Bros
WBD
$67.1B
$5K ﹤0.01%
219
– –
WDC icon
1047
Western Digital
WDC
$150B
$5K ﹤0.01%
175
– –
WIX icon
1048
WIX.com
WIX
$2.52B
$5K ﹤0.01%
57
+51
+850% +$4.82K
WU icon
1049
Western Union
WU
$2.21B
$5K ﹤0.01%
328
+4
+1% +$73
XRX icon
1050
Xerox
XRX
$425M
$5K ﹤0.01%
243
-50
-17% -$1.28K
40 41
42
43 44

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.