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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRCL
976
DELISTED
Stericycle Inc
SRCL
$22K ﹤0.01%
328
– –
JPS
977
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$22K ﹤0.01%
2,284
– –
ABB
978
DELISTED
ABB Ltd
ABB
$22K ﹤0.01%
679
– –
ALRM icon
979
Alarm.com
ALRM
$2.77B
$21K ﹤0.01%
277
+16
+6% +$1.32K
BL icon
980
BlackLine
BL
$1.63B
$21K ﹤0.01%
183
– –
CHKP icon
981
Check Point Software Technologies
CHKP
$13.2B
$21K ﹤0.01%
188
– –
FNCL icon
982
Fidelity MSCI Financials Index ETF
FNCL
$2.41B
$21K ﹤0.01%
397
-2,277
-85% -$121K
PHM icon
983
Pultegroup
PHM
$25.2B
$21K ﹤0.01%
464
-427
-48% -$22.2K
PPL
984
PPL Corp
PPL
$26.5B
$21K ﹤0.01%
783
+10
+1% +$289
SAM icon
985
Boston Beer
SAM
$1.85B
$21K ﹤0.01%
42
+1
+2% +$680
SLM icon
986
SLM Corp
SLM
$5.11B
$21K ﹤0.01%
1,249
-73
-6% -$1.37K
TLK icon
987
Telkom Indonesia
TLK
$14.4B
$21K ﹤0.01%
827
+66
+9% +$1.52K
TRI icon
988
Thomson Reuters
TRI
$45.4B
$21K ﹤0.01%
184
– –
WOLF icon
989
Wolfspeed
WOLF
$1.57B
$21K ﹤0.01%
264
– –
PCI
990
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$21K ﹤0.01%
1,040
– –
CMP icon
991
Compass Minerals
CMP
$1.13B
$20K ﹤0.01%
325
– –
DNL icon
992
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$503M
$20K ﹤0.01%
512
+184
+56% +$7.81K
ELD icon
993
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$20K ﹤0.01%
649
– –
EOG icon
994
EOG Resources
EOG
$75.2B
$20K ﹤0.01%
256
+4
+2% +$292
ETSY icon
995
Etsy
ETSY
$7.29B
$20K ﹤0.01%
97
+11
+13% +$2.23K
GDDY icon
996
GoDaddy
GDDY
$11.5B
$20K ﹤0.01%
301
– –
GHYG icon
997
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$20K ﹤0.01%
408
+4
+1% +$202
IYT icon
998
iShares US Transportation ETF
IYT
$2.27B
$20K ﹤0.01%
344
-10,980
-97% -$694K
MHK icon
999
Mohawk Industries
MHK
$9.26B
$20K ﹤0.01%
117
– –
PWV icon
1000
Invesco Large Cap Value ETF
PWV
$1.78B
$20K ﹤0.01%
462
– –
38 39
40
41 42

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.