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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEE
976
DELISTED
Sealed Air
SEE
$11K ﹤0.01%
275
– –
SNSR icon
977
Global X Internet of Things ETF
SNSR
$221M
$11K ﹤0.01%
550
+318
+137% +$6.32K
TRU icon
978
TransUnion
TRU
$15.2B
$11K ﹤0.01%
137
-7
-5% -$563
TVTX icon
979
Travere Therapeutics
TVTX
$5.74B
$11K ﹤0.01%
1,000
– –
GAP
980
The Gap Inc
GAP
$7.74B
$11K ﹤0.01%
635
– –
NATI
981
DELISTED
National Instruments Corp
NATI
$11K ﹤0.01%
283
-1
-0.4% -$43
FFTI
982
DELISTED
FormulaFolios Tactical Income ETF
FFTI
$11K ﹤0.01%
+441
New +$10.9K
ABB
983
DELISTED
ABB Ltd
ABB
$11K ﹤0.01%
593
+351
+145% +$6.7K
RSX
984
DELISTED
VanEck Russia ETF
RSX
$11K ﹤0.01%
500
– –
BSJJ
985
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$11K ﹤0.01%
475
-84
-15% -$2.01K
CBM
986
DELISTED
Cambrex Corporation
CBM
$11K ﹤0.01%
200
– –
ISCA
987
DELISTED
International Speedway Corp
ISCA
$11K ﹤0.01%
260
– –
IRR
988
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$11K ﹤0.01%
3,000
– –
ABCB icon
989
Ameris Bancorp
ABCB
$5.88B
$10K ﹤0.01%
+270
New +$10.2K
ACGL icon
990
Arch Capital
ACGL
$33.5B
$10K ﹤0.01%
253
– –
AGNC icon
991
AGNC Investment
AGNC
$12.8B
$10K ﹤0.01%
638
+15
+2% +$246
AMD icon
992
Advanced Micro Devices
AMD
$767B
$10K ﹤0.01%
353
-5,561
-94% -$174K
AMED
993
DELISTED
Amedisys
AMED
$10K ﹤0.01%
80
– –
AMLP icon
994
Alerian MLP ETF
AMLP
$13.3B
$10K ﹤0.01%
232
– –
CVSA
995
Covista Inc
CVSA
$4.38B
$10K ﹤0.01%
275
– –
ATI icon
996
ATI
ATI
$31.1B
$10K ﹤0.01%
+504
New +$10.7K
BBDC icon
997
Barings BDC
BBDC
$980M
$10K ﹤0.01%
1,000
– –
COTY icon
998
Coty
COTY
$2.51B
$10K ﹤0.01%
1,000
– –
EWC icon
999
iShares MSCI Canada ETF
EWC
$6.48B
$10K ﹤0.01%
354
– –
FR icon
1000
First Industrial Realty Trust
FR
$8.36B
$10K ﹤0.01%
260
– –
38 39
40
41 42

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.