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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
76
Chevron
CVX
$366B
$3.81M 0.21%
37,604
-759
-2% -$75.7K
PEP icon
77
PepsiCo
PEP
$190B
$3.77M 0.21%
25,032
+245
+1% +$37.9K
RAAX icon
78
VanEck Inflation Allocation ETF
RAAX
$1.19B
$3.76M 0.21%
+147,767
New +$3.78M
VTI icon
79
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$3.76M 0.21%
16,931
+1,415
+9% +$323K
FTCS icon
80
First Trust Capital Strength ETF
FTCS
$7.95B
$3.71M 0.21%
49,652
+566
+1% +$44.1K
RY icon
81
Royal Bank of Canada
RY
$293B
$3.65M 0.2%
36,746
+1,597
+5% +$163K
CSCO icon
82
Cisco
CSCO
$479B
$3.46M 0.19%
63,656
-6,544
-9% -$367K
DGS icon
83
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$3.45M 0.19%
64,459
+3,760
+6% +$204K
KO icon
84
Coca-Cola
KO
$375B
$3.35M 0.19%
63,795
+288
+0.5% +$16.1K
SPLV icon
85
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$3.33M 0.19%
54,772
-855
-2% -$53.9K
MINT icon
86
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$3.26M 0.18%
32,026
+928
+3% +$94.6K
LRFC
87
DELISTED
Logan Ridge Finance Corp
LRFC
$3.12M 0.17%
+121,279
New +$3.23M
FLOT icon
88
iShares Floating Rate Bond ETF
FLOT
$10.5B
$3.04M 0.17%
59,889
-1,164
-2% -$59.1K
MDT icon
89
Medtronic
MDT
$112B
$3.03M 0.17%
24,162
-310
-1% -$40.1K
ITOT icon
90
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$3M 0.17%
30,546
-3,733
-11% -$377K
IUSG icon
91
iShares Core S&P US Growth ETF
IUSG
$33.9B
$3M 0.17%
29,347
– –
V icon
92
Visa
V
$677B
$2.96M 0.17%
13,302
+69
+0.5% +$16.2K
XDQQ icon
93
Innovator Growth Accelerated ETF Quarterly
XDQQ
$61.5M
$2.92M 0.16%
+102,650
New +$2.97M
BRK.A icon
94
Berkshire Hathaway Class A
BRK.A
$1.12T
$2.88M 0.16%
7
– –
MCD icon
95
McDonald's
MCD
$195B
$2.88M 0.16%
11,932
-156
-1% -$37.2K
KJAN icon
96
Innovator US Small Cap Power Buffer ETF January
KJAN
$327M
$2.82M 0.16%
90,504
-1,904
-2% -$59.1K
VZ icon
97
Verizon
VZ
$196B
$2.77M 0.15%
51,335
+871
+2% +$48.2K
NUE icon
98
Nucor
NUE
$62.1B
$2.75M 0.15%
27,930
+278
+1% +$29.6K
TLT icon
99
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$2.69M 0.15%
18,646
+18,595
+36,461% +$2.76M
VOO icon
100
Vanguard S&P 500 ETF
VOO
$1.03T
$2.64M 0.15%
6,691
+1,285
+24% +$521K
2 3
4
5 6

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
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RM
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.