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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OUSM icon
951
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$907M
$7K ﹤0.01%
290
– –
PAYC icon
952
Paycom
PAYC
$9.69B
$7K ﹤0.01%
+74
New +$7.98K
PGJ icon
953
Invesco Golden Dragon China ETF
PGJ
$98.7M
$7K ﹤0.01%
155
– –
PSCD icon
954
Invesco S&P SmallCap Consumer Discretionary ETF
PSCD
$24.4M
$7K ﹤0.01%
+115
New +$7.28K
PSCF icon
955
Invesco S&P SmallCap Financials ETF
PSCF
$27.3M
$7K ﹤0.01%
+132
New +$7.4K
SCHG icon
956
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$7K ﹤0.01%
824
– –
SNA icon
957
Snap-on
SNA
$21.5B
$7K ﹤0.01%
47
– –
SPXC icon
958
SPX Corp
SPXC
$10.8B
$7K ﹤0.01%
208
– –
SSL icon
959
Sasol
SSL
$7.1B
$7K ﹤0.01%
192
– –
UBSI icon
960
United Bankshares
UBSI
$6.62B
$7K ﹤0.01%
200
– –
UNFI icon
961
United Natural Foods
UNFI
$2.85B
$7K ﹤0.01%
168
– –
VMBS icon
962
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$7K ﹤0.01%
143
– –
VOD icon
963
Vodafone
VOD
$37.4B
$7K ﹤0.01%
302
+40
+15% +$1.09K
WES icon
964
Western Midstream Partners
WES
$19.3B
$7K ﹤0.01%
199
– –
WST icon
965
West Pharmaceutical
WST
$24.9B
$7K ﹤0.01%
77
– –
XRAY icon
966
Dentsply Sirona
XRAY
$2.43B
$7K ﹤0.01%
172
– –
XRX icon
967
Xerox
XRX
$425M
$7K ﹤0.01%
293
– –
EQIN
968
Columbia U.S. Equity Income ETF
EQIN
$312M
$7K ﹤0.01%
251
– –
FLG
969
Flagstar Bank National Association
FLG
$5.82B
$7K ﹤0.01%
227
– –
XYZ
970
Block Inc
XYZ
$47.5B
$7K ﹤0.01%
115
– –
LSXMA
971
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$7K ﹤0.01%
231
– –
RAD
972
DELISTED
Rite Aid Corporation
RAD
$7K ﹤0.01%
210
– –
CTXS
973
DELISTED
Citrix Systems Inc
CTXS
$7K ﹤0.01%
74
– –
WAGE
974
DELISTED
WageWorks, Inc.
WAGE
$7K ﹤0.01%
157
– –
AFSI
975
DELISTED
AmTrust Financial Services, Inc.
AFSI
$7K ﹤0.01%
507
– –
37 38
39
40 41

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.