CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+1.83%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$305M
AUM Growth
+$23.5M
Cap. Flow
-$8.14M
Cap. Flow %
-2.67%
Top 10 Hldgs %
40.12%
Holding
1,104
New
165
Increased
242
Reduced
76
Closed
181

Top Buys

1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
$3.83M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$3.38M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$2.44M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.05M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$1.99M

Top Sells

1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
$26.8M
2
BAC.PRE icon
Bank of America Depository Shares Series E
BAC.PRE
$2.62M
3
GS.PRA icon
Goldman Sachs Group, Inc. (The) Depositary shares
GS.PRA
$1.99M
4
HRL icon
Hormel Foods
HRL
$1.46M
5
MS.PRA icon
Morgan Stanley Floating Rate non-cumulative Preferred Series A
MS.PRA
$1.27M

Sector Composition

1 Financials 12.17%
2 Technology 9.66%
3 Energy 9.29%
4 Healthcare 6.5%
5 Industrials 5.09%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PIPR icon
951
Piper Sandler
PIPR
$5.79B
$0 ﹤0.01%
5
+4
+400% –
PLUG icon
952
Plug Power
PLUG
$1.69B
$0 ﹤0.01%
10
– –
PML
953
PIMCO Municipal Income Fund II
PML
$491M
$0 ﹤0.01%
7
– –
PRTA icon
954
Prothena Corp
PRTA
$460M
$0 ﹤0.01%
1
– –
RHI icon
955
Robert Half
RHI
$3.77B
$0 ﹤0.01%
5
– –
SBSW icon
956
Sibanye-Stillwater
SBSW
$6.08B
$0 ﹤0.01%
29
– –
SCHA icon
957
Schwab U.S Small- Cap ETF
SCHA
$18.8B
$0 ﹤0.01%
16
– –
SCHB icon
958
Schwab US Broad Market ETF
SCHB
$36.3B
$0 ﹤0.01%
36
– –
SCHE icon
959
Schwab Emerging Markets Equity ETF
SCHE
$10.8B
$0 ﹤0.01%
5
– –
SCHF icon
960
Schwab International Equity ETF
SCHF
$50.5B
$0 ﹤0.01%
10
– –
SCHH icon
961
Schwab US REIT ETF
SCHH
$8.38B
$0 ﹤0.01%
8
– –
SITC icon
962
SITE Centers
SITC
$490M
– –
-106
Closed -$2K
SSD icon
963
Simpson Manufacturing
SSD
$8.15B
$0 ﹤0.01%
10
– –
STRL icon
964
Sterling Infrastructure
STRL
$8.7B
– –
-4
Closed –
TEL icon
965
TE Connectivity
TEL
$61.7B
– –
-150
Closed -$8K
UIS icon
966
Unisys
UIS
$277M
$0 ﹤0.01%
7
– –
VAC icon
967
Marriott Vacations Worldwide
VAC
$2.73B
– –
-20
Closed -$1K
VOO icon
968
Vanguard S&P 500 ETF
VOO
$728B
– –
-1,530
Closed -$258K
WPC icon
969
W.P. Carey
WPC
$14.9B
– –
-441
Closed -$26K
GAP
970
The Gap, Inc.
GAP
$8.83B
– –
-77
Closed -$3K
TPC
971
Tutor Perini Corporation
TPC
$3.3B
$0 ﹤0.01%
5
– –
AVTA
972
DELISTED
Avantax, Inc. Common Stock
AVTA
$0 ﹤0.01%
10
– –
MMP
973
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-25
Closed -$1K
TA
974
DELISTED
TravelCenters of America LLC
TA
$0 ﹤0.01%
4
– –
TSC
975
DELISTED
TriState Capital Holdings, Inc.
TSC
– –
-1,000
Closed -$11K
37 38
39
40 41