Carroll Financial Associates’s RBS CAPITAL FUNDING TRUST V 5.9% CUMULATIVE GTD TR PFD SEC RBS.PRE Stock Holding History

Carroll Financial Associates’s Portfolio RBS.PRE Stock Details RBS.PRE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-1,000	Closed	-$20K	–	965
2013 Q4	$20K	Hold	1,000	–	–	0.01%	417
2013 Q3	$21K	Hold	1,000	–	–	0.01%	422
2013 Q2	$21K	Buy	+1,000	New	+$21.7K	0.01%	328

Other funds holding RBS.PRE

JIR

James Investment Research Alpha, Ohio $984M AUM 36.03% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Carroll Financial Associates's RBS.PRE Position: Q1 2014 in Review

Carroll Financial Associates sold out of RBS CAPITAL FUNDING TRUST V 5.9% CUMULATIVE GTD TR PFD SEC (RBS.PRE) in Q1 2014, closing a stake of 1,000 shares — an estimated $20K sold.

Carroll Financial Associates first reported a position in RBS.PRE in Q2 2013 and held it in 3 quarters. The position peaked at $21K in Q3 2013. 2 funds tracked by Wall St. Rank hold RBS.PRE as of Q1 2014.

Carroll Financial Associates reported no remaining RBS CAPITAL FUNDING TRUST V 5.9% CUMULATIVE GTD TR PFD SEC position as of Q1 2014 after selling out during the quarter.
Carroll Financial Associates sold 1,000 RBS CAPITAL FUNDING TRUST V 5.9% CUMULATIVE GTD TR PFD SEC shares in Q1 2014, an estimated $20K.
Carroll Financial Associates first reported a position in RBS CAPITAL FUNDING TRUST V 5.9% CUMULATIVE GTD TR PFD SEC in Q2 2013 and held it in 3 quarters.
Carroll Financial Associates's RBS CAPITAL FUNDING TRUST V 5.9% CUMULATIVE GTD TR PFD SEC position peaked at $21K in Q3 2013.
2 funds tracked by Wall St. Rank held RBS CAPITAL FUNDING TRUST V 5.9% CUMULATIVE GTD TR PFD SEC as of Q1 2014.

Based on Carroll Financial Associates's 13F filing for Q1 2014, filed 2 May 2014.