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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM icon
926
General Motors
GM
$78.4B
$26K ﹤0.01%
499
+7
+1% +$372
HYMB icon
927
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$26K ﹤0.01%
892
+542
+155% +$16.5K
LW icon
928
Lamb Weston
LW
$7.23B
$26K ﹤0.01%
430
-100
-19% -$6.77K
MPT
929
Medical Properties Trust
MPT
$2.4B
$26K ﹤0.01%
1,335
+9
+0.7% +$184
NET icon
930
Cloudflare
NET
$109B
$26K ﹤0.01%
235
-7
-3% -$836
NWN icon
931
Northwest Natural Holdings
NWN
$2.12B
$26K ﹤0.01%
575
– –
RVTY icon
932
Revvity
RVTY
$12.9B
$26K ﹤0.01%
151
+147
+3,675% +$25.9K
STX icon
933
Seagate
STX
$186B
$26K ﹤0.01%
316
– –
THC icon
934
Tenet Healthcare
THC
$20.9B
$26K ﹤0.01%
401
– –
UAL icon
935
United Airlines
UAL
$41B
$26K ﹤0.01%
556
+6
+1% +$283
USA icon
936
Liberty All-Star Equity Fund
USA
$1.87B
$26K ﹤0.01%
3,135
+2
+0.1% +$17
CQP icon
937
Cheniere Energy
CQP
$32.2B
$25K ﹤0.01%
636
– –
CRSP icon
938
CRISPR Therapeutics
CRSP
$5.23B
$25K ﹤0.01%
225
– –
DGX icon
939
Quest Diagnostics
DGX
$26.2B
$25K ﹤0.01%
176
+13
+8% +$1.9K
EEFT icon
940
Euronet Worldwide
EEFT
$2.64B
$25K ﹤0.01%
199
+52
+35% +$6.9K
GXC icon
941
State Street SPDR S&P China ETF
GXC
$477M
$25K ﹤0.01%
+232
New +$27.2K
PATH icon
942
UiPath
PATH
$8.14B
$25K ﹤0.01%
+485
New +$29.4K
PRNT icon
943
The 3D Printing ETF
PRNT
$65.3M
$25K ﹤0.01%
705
– –
W icon
944
Wayfair
W
$14.1B
$25K ﹤0.01%
100
– –
ESGV icon
945
Vanguard ESG US Stock ETF
ESGV
$13.6B
$24K ﹤0.01%
+305
New +$25.1K
JHMM icon
946
John Hancock Multifactor Mid Cap ETF
JHMM
$6.13B
$24K ﹤0.01%
477
– –
STAA icon
947
STAAR Surgical
STAA
$1.24B
$24K ﹤0.01%
190
-68
-26% -$9.52K
TRN icon
948
Trinity Industries
TRN
$2.29B
$24K ﹤0.01%
898
– –
XBI icon
949
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$24K ﹤0.01%
191
+50
+35% +$6.44K
AVLR
950
DELISTED
Avalara, Inc.
AVLR
$24K ﹤0.01%
142
– –
36 37
38
39 40

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.