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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAE icon
876
Haemonetics
HAE
$4B
$9K ﹤0.01%
107
– –
HPE icon
877
Hewlett Packard
HPE
$70.5B
$9K ﹤0.01%
668
– –
ITUB icon
878
Itaú Unibanco
ITUB
$87.5B
$9K ﹤0.01%
1,919
– –
IXC icon
879
iShares Global Energy ETF
IXC
$2.76B
$9K ﹤0.01%
250
– –
KB icon
880
KB Financial Group
KB
$43.5B
$9K ﹤0.01%
196
– –
MGEE icon
881
MGE Energy Inc
MGEE
$3.08B
$9K ﹤0.01%
150
– –
MINT icon
882
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$9K ﹤0.01%
98
– –
PAA icon
883
Plains All American Pipeline
PAA
$16.1B
$9K ﹤0.01%
399
– –
VRSN icon
884
VeriSign
VRSN
$26.6B
$9K ﹤0.01%
69
– –
BKI
885
DELISTED
Black Knight, Inc. Common Stock
BKI
$9K ﹤0.01%
186
+100
+116% +$5.03K
FLOW
886
DELISTED
SPX FLOW, Inc.
FLOW
$9K ﹤0.01%
208
– –
S
887
DELISTED
Sprint Corporation
S
$9K ﹤0.01%
1,774
– –
VIAB
888
DELISTED
Viacom Inc. Class B
VIAB
$9K ﹤0.01%
312
– –
PSXP
889
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$9K ﹤0.01%
178
– –
WES
890
DELISTED
Western Gas Partners Lp
WES
$9K ﹤0.01%
200
– –
AMX icon
891
America Movil
AMX
$71.2B
$8K ﹤0.01%
500
– –
APA icon
892
APA Corp
APA
$13.2B
$8K ﹤0.01%
179
– –
BGY icon
893
BlackRock Enhanced International Dividend Trust
BGY
$529M
$8K ﹤0.01%
1,399
– –
BKNG icon
894
Booking.com
BKNG
$161B
$8K ﹤0.01%
100
-125
-56% -$10.5K
CDW icon
895
CDW
CDW
$17B
$8K ﹤0.01%
102
– –
CPRT icon
896
Copart
CPRT
$27.5B
$8K ﹤0.01%
584
– –
DEM icon
897
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$8K ﹤0.01%
200
– –
FLC
898
Flaherty & Crumrine Total Return Fund
FLC
$175M
$8K ﹤0.01%
450
– –
FLR icon
899
Fluor
FLR
$7.96B
$8K ﹤0.01%
178
– –
FR icon
900
First Industrial Realty Trust
FR
$8.44B
$8K ﹤0.01%
260
– –
34 35
36
37 38

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.