CFA
FLC

Carroll Financial Associates’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Carroll Financial Associates’s Portfolio FLC Stock Details FLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-450
Closed -$8K – 1313
2018
Q3 		$8K Hold
450
– – ﹤0.01% 950
2018
Q2 		$8K Hold
450
– – ﹤0.01% 898
2018
Q1 		$8K Buy
+450
New +$9.13K ﹤0.01% 883

Other funds holding FLC

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
NL
NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
MAFM
Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return
GWM
Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return
RCM
Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Carroll Financial Associates's FLC Position: Q4 2018 in Review

Carroll Financial Associates sold out of Flaherty & Crumrine Total Return Fund (FLC) in Q4 2018, closing a stake of 450 shares — an estimated $8K sold.

Carroll Financial Associates first reported a position in FLC in Q1 2018 and held it in 3 quarters. The position peaked at $8K in Q3 2018. 36 funds tracked by Wall St. Rank hold FLC as of Q4 2018.

  • Carroll Financial Associates reported no remaining Flaherty & Crumrine Total Return Fund position as of Q4 2018 after selling out during the quarter.
  • Carroll Financial Associates sold 450 Flaherty & Crumrine Total Return Fund shares in Q4 2018, an estimated $8K.
  • Carroll Financial Associates first reported a position in Flaherty & Crumrine Total Return Fund in Q1 2018 and held it in 3 quarters.
  • Carroll Financial Associates's Flaherty & Crumrine Total Return Fund position peaked at $8K in Q3 2018.
  • 36 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q4 2018.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.