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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHE icon
826
Chemed
CHE
$7.22B
$20K ﹤0.01%
49
-1
-2% -$408
DEM icon
827
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$20K ﹤0.01%
506
– –
HAS icon
828
Hasbro
HAS
$13.3B
$20K ﹤0.01%
169
-33
-16% -$3.76K
INFY icon
829
Infosys
INFY
$51.1B
$20K ﹤0.01%
1,837
-1,007
-35% -$11.3K
ST icon
830
Sensata Technologies
ST
$6.76B
$20K ﹤0.01%
408
– –
VOX icon
831
Vanguard Communication Services ETF
VOX
$5.85B
$20K ﹤0.01%
233
– –
TWTR
832
DELISTED
Twitter, Inc.
TWTR
$20K ﹤0.01%
504
– –
DWX icon
833
State Street SPDR S&P International Dividend ETF
DWX
$529M
$19K ﹤0.01%
503
– –
EMN icon
834
Eastman Chemical
EMN
$8.34B
$19K ﹤0.01%
265
-9
-3% -$646
FBT icon
835
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$19K ﹤0.01%
161
-3,520
-96% -$469K
FREL icon
836
Fidelity MSCI Real Estate Index ETF
FREL
$1.46B
$19K ﹤0.01%
703
+664
+1,703% +$18K
GHYG icon
837
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$19K ﹤0.01%
401
– –
HWM icon
838
Howmet Aerospace
HWM
$113B
$19K ﹤0.01%
973
– –
IDLV icon
839
Invesco S&P International Developed Low Volatility ETF
IDLV
$345M
$19K ﹤0.01%
561
+3
+0.5% +$102
IGE icon
840
iShares North American Natural Resources ETF
IGE
$772M
$19K ﹤0.01%
660
– –
IQV icon
841
IQVIA
IQV
$39.9B
$19K ﹤0.01%
129
– –
LUMN icon
842
Lumen
LUMN
$6.85B
$19K ﹤0.01%
1,566
– –
NCZ
843
Virtus Convertible & Income Fund II
NCZ
$305M
$19K ﹤0.01%
981
– –
NTRS icon
844
Northern Trust
NTRS
$34.3B
$19K ﹤0.01%
204
– –
NXPI icon
845
NXP Semiconductors
NXPI
$59.3B
$19K ﹤0.01%
179
+59
+49% +$6.03K
OKE icon
846
Oneok
OKE
$56.1B
$19K ﹤0.01%
261
-54
-17% -$3.82K
PCN
847
PIMCO Corporate & Income Strategy Fund
PCN
$888M
$19K ﹤0.01%
1,080
– –
PRLB icon
848
Protolabs
PRLB
$2.13B
$19K ﹤0.01%
194
+35
+22% +$3.57K
WAT icon
849
Waters Corp
WAT
$40.2B
$19K ﹤0.01%
86
+6
+8% +$1.29K
MVIN
850
DELISTED
Natixis Seeyond International Minimum Volatility ETF
MVIN
$19K ﹤0.01%
450
– –
32 33
34
35 36

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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.